ON THE MOVE: Broadridge names Alex Duggan; jay Biondo joins Eventus. September 21, 2026 Broadridge Financial Solutions, Inc. has appointed Alex Duggan as Head of BPO International, according to a press release. Duggan brings 30 years of experience across investment banking operations, business transformation and commercial leadership, most recently serving as Capital Markets Business Unit Head at Cognizant in London. He will report to Mike Sleightholme, President of Broadridge International. Jay Biondo has joined Eventus as Head of Product & Regulatory Affairs, based in Chicago area, according to a press release. Reporting to Eventus CEO Cameron Routh, Biondo has more than 25 years of experience in financial regulation and enforcement, legal and trade surveillance roles, most recently as Head of Surveillance at Trading Technologies (TT). RBC Global Asset Management has appointed Ivan Pelipenko as a senior trader, covering global fixed income and currencies, according to The Trade. He joins the asset manager after more than 18 years at Ontario Teachers' Pension Plan, where he began in 2007 as a Principal focused on emerging markets fixed income and currencies. He will be based in Toronto and brings more than 20 years of experience across portfolio management and trading to the role. Gresham Technologies has appointed Davit Harutyunyan as Chief Product & AI Officer, a newly unified role overseeing product strategy, innovation, and AI across the company's full portfolio. According to a press release, Harutyunyan joins with two decades of product leadership across capital markets technology, most recently as Head of Product, Platform & Innovation at Allvue Systems, with earlier roles at Fidessa and CQG spanning electronic trading, market data, and algorithmic trading systems. Brown Brothers Harriman announced Kevin Stone will become BBH's new Managing Partner, serving as the firm's chief executive for BBH's two businesses, Capital Partners and Investor Services, succeeding the retiring Bill Tyree. The transition will become effective January 1, 2027. Since joining BBH in 1992, Stobe has held senior positions across Service Delivery, Treasury and Finance. According to a press release, he currently serves as BBH's Chief Financial Officer and a Partner, has been a member of its Executive Committee for more than a decade, chairs the Finance Committee and has global responsibility for Finance, Compliance and Human Resources. Crisil Coalition Greenwich has appointed Dan Barnes as Head of Europe, Market Structure & Technology, according to a press release. Barnes joins Crisil Coalition Greenwich from Markets Media, where he served most recently as Chief Executive Officer, Europe, leading all aspects of the global multimedia company's European business and its coverage of institutional trading, investment and banking. In addition to his role at Markets Media, Barnes was the co-founder of Trader TV and The DESK. Earlier in his journalism career, Barnes was a contributor to leading financial news outlets, including Bloomberg, Financial News, Risk, The Banker, and several others. Berkshire Hathaway Inc. has announced that Warren E. Buffett has been named Chairman Emeritus, effective immediately, in recognition of his extraordinary contributions to Berkshire and its owners. According to a press statement, Buffett will remain a member of the Board of Directors and will continue to offer his valued judgment and perspective. Consistent with the company's long-standing succession plan, the Board has elected Howard G. Buffett, a Berkshire director since 1993, as Chairman of the Board. Susan L. Decker will continue to serve as Lead Independent Director. If you have a new job or promotion to report, let me know at [email protected]

Broadridge appoints Anton as general manager and head of GTO. 21 September 2026 US Reporter: Zarah Choudhary Broadridge Financial Solutions has appointed Richard Anton as general manager and head of Global Technology and Operations (GTO), Canada. Anton will partner with Broadridge's Canadian leadership team to advance the company's broader wealth strategy and strengthen its position as a trusted transformation partner to financial institutions. Anton will provide leadership to deepen client engagement and accelerate growth across Broadridge's wealth, capital markets, and asset management businesses in Canada. He brings more than 30 years of financial-services leadership experience spanning commercial strategy, operations, technology, and transformation. Most recently, he served as chief commercial officer and head of Capital Markets at CIBC Mellon, and previously as chief operations officer at CIBC Mellon. In these roles, he led enterprise transformation, technology modernisation, and global operating-model redesign initiatives. Karin Kirkwood, president of Broadridge Canada, says: "Richard's deep industry experience and record of leading client-focused transformation make him exceptionally well positioned to lead its Canadian GTO organisation. "As our Canadian business continues to grow, his leadership will help us deliver the technology, expertise and solutions our clients need to navigate a rapidly evolving market." Anton, adds: "I am excited to join Broadridge at a time of meaningful opportunity for the Canadian financial-services industry. "Broadridge has a strong reputation for helping clients transform their businesses through technology, data and expertise. I look forward to working with our teams and clients to deepen those relationships and support their growth and evolving priorities." Anton succeeds Chad Alderson, who, following three years as general manager of GTO Canada, will assume the role of premium account leader within Broadridge's Global Sales and Marketing organisation. In his new role, Alderson will lead key strategic client relationships and executive engagement across the Canadian market. Next people moves article NO FEE, NO RISK 100% ON RETURNS If you invest in only one asset servicing news source this year, make sure it is your free subscription to Asset Servicing Times

Broadridge Canada names new head of technology and operations. Former CIBC Mellon capital markets executive will lead the firm's Canadian wealth and asset management technology unit Broadridge Financial Solutions has appointed Richard Anton as general manager and head of global technology and operations for Canada, a role covering the firm's wealth, capital markets and asset management businesses in the country. Anton arrives from CIBC Mellon, where he most recently served as chief commercial officer and head of capital markets and, before that, as chief operations officer. His work in those positions covered enterprise transformation, technology modernization and global operating-model redesign. He has more than 30 years of experience in financial services spanning commercial strategy, operations, technology and transformation. Broadridge, which trades on the New York Stock Exchange under the ticker BR, said Anton will work with its Canadian leadership team on the company's wealth strategy and on its positioning as a transformation partner to financial institutions. The mandate includes deepening client engagement and accelerating growth across the three business lines. Karin Kirkwood, president of Broadridge Canada, said in the company's announcement that Richard's industry experience and record leading client-focused transformation position him to lead its Canadian GTO organization. Kirkwood said his leadership will help the company deliver the technology and solutions its clients need. He said Broadridge helps clients transform their businesses through technology, data and expertise. Anton succeeds Chad Alderson, who spent three years as general manager of GTO Canada. Alderson becomes premium account leader within Broadridge's global sales and marketing organization, where he will lead strategic client relationships and executive engagement in the Canadian market. Have you moved companies or been promoted? Or is there a significant staff change at your firm that you would like featured? Email [email protected] with the details.