Roth Capital Partners

Roth Capital Partners

Investment banking and capital markets services

Overview

ROTH Capital Partners provides financial advisory and capital markets services to companies and investors. It helps clients raise money and manage growth through investment banking, financing, and private capital solutions, and connects them with institutional investors via trading, research, and distribution channels. The firm runs events and corporate access programs (such as conferences) to bring together issuers and investors and supports equities and private capital transactions with underwriting, syndication, and advisory services. The goal is to help mid-market and growth-oriented businesses in areas like Orange County and beyond access funding, expertise, and market access to accelerate growth.

About Roth Capital Partners

Simplify's Rating
Why Roth Capital Partners is rated
C+
Rated B on Competitive Edge
Rated B on Growth Potential
Rated D+ on Differentiation

Industries

Financial Services

Company Size

N/A

Company Stage

N/A

Total Funding

$195M

Headquarters

Newport Beach, California

Founded

1984

Get referred to Roth Capital Partners

See people who can refer or advise you

Simplify Jobs

Simplify's Take

What believers are saying

  • ROTH acted on Gloo Holdings' $23 million follow-on on August 18, 2026.
  • Since 2016, ROTH handled 280-plus technology transactions totaling more than $44 billion.
  • Toronto and Calgary offices widen Roth Canada's mining, energy, and sustainability mandate pipeline.

What critics are saying

  • Z Squared terminated Roth's $300 million ATM on July 21, 2026, wiping out fees.
  • BrokerCheck lists 16 regulatory events and 12 arbitrations, keeping compliance risk public.
  • ROTH's boutique model depends on issuance activity; a 2027 small-cap freeze would crush revenue.

What makes Roth Capital Partners unique

  • ROTH combines growth-company banking, equity research, sales-trading, and corporate access under one roof.
  • Bryan Baratian joined August 18, 2026, adding digital assets, AI infrastructure, and blockchain coverage.
  • ROTH Canada expanded Toronto on August 11, 2026, strengthening Canadian distribution and issuer access.

Help us improve and share your feedback! Did you find this helpful?

Funding

Total Funding

$195M

Above

Industry Average

Funded Over

0 Rounds

Benefits

Flexible Work Hours

Company News

Associated Press
Aug 18th, 2026
ROTH hires Bryan Baratian to lead research on digital assets, AI infrastructure and blockchain

ROTH Capital Partners has appointed Bryan Baratian as managing director and senior research analyst to lead the firm's research coverage of digital assets, AI infrastructure, and blockchain. Baratian brings experience from roles at Hut 8, 325 Capital, and Morgan Stanley, spanning digital infrastructure operations, hedge fund activism, and securitisation banking. At 325 Capital, he worked with management teams and boards on value creation strategies. He holds a BA from Brandeis University. ROTH co-CEO Aaron Gurewitz said Baratian's expertise will provide valuable insights for clients and help grow the firm's practice in the sector. Since 2016, ROTH has been involved in over 280 transactions for technology clients, totalling more than $44 billion in transaction value.

Affinity Group Publishing (AGP)
Aug 18th, 2026
ROTH announces the addition of Bryan Baratian to its technology research team.

ROTH announces the addition of Bryan Baratian to its technology research team. NEWPORT BEACH, Calif., Aug. 18, 2026 (GLOBE NEWSWIRE) - via IBN - ROTH Capital Partners ("ROTH"), www.roth.com, a relationship-driven investment bank focused on growth companies, today announced that Bryan Baratian has joined the firm as Managing Director, Senior Research Analyst. Mr. Baratian will lead ROTH's research coverage of Digital Assets, AI Infrastructure, and Blockchain. Mr. Baratian has held roles at Hut 8, 325 Capital, and Morgan Stanley, gaining experience as a digital infrastructure operator, SMID-cap hedge fund activist investor, and securitization banker. At 325 Capital, he worked closely with management teams and boards, leveraging the firm's Bain & Co-derived analytical framework to develop and achieve blueprints for value creation. He earned a B.A., cum laude, from Brandeis University and is a frequent guest speaker at the Brandeis International Business School. Pat Hearns, Co-Director of Research at ROTH, commented, "I'm pleased to welcome Bryan to our technology research team. I believe Bryan's strong research background as an investor and understanding of digital assets and AI infrastructure from working with an operating company will serve our clients well." "We are committed to expanding our research department across industries and market caps," said Aaron Gurewitz, Co-CEO of ROTH. "I'm confident that Bryan's expertise in in digital assets and AI infrastructure will provide valuable insights for our clients and help grow our practice in this strategically important sector." Mr. Baratian noted, "I am excited to join ROTH and build out research coverage in Digital Assets, AI Infrastructure, and Blockchain. I look forward to collaborating with the team and utilizing my diverse set of experiences to identify unique opportunities in this important sector for our clients." Since 2016, ROTH has been involved in over 280 transactions for its technology clients, with a total transaction value of over $44 Billion. (Source: ROTH 08/17/2026) About ROTH ROTH is a relationship-driven investment bank focused on serving growth companies and their investors. Its full-service platform provides capital raising, high-impact equity research, macroeconomics, sales and trading, technical insights, derivatives strategies, M&A advisory, and corporate access. Headquartered in Newport Beach, California, ROTH is a privately held, employee-owned organization and maintains offices throughout the U.S. For more information, please visit www.roth.com. Investor Contact: ROTH Isabel Mattson-Pain Managing Director, Chief Marketing Officer 949.720.7117, [email protected] ROTH - Member FINRA/SIPC - www.roth.com Media Contact: Legal Disclaimer: EIN Presswire provides this news content "as is" without warranty of any kind. Crypto Times Gazette do not accept any responsibility or liability for the accuracy, content, images, videos, licenses, completeness, legality, or reliability of the information contained in this article. If you have any complaints or copyright issues related to this article, kindly contact the author above.

NetworkNewsWire
Aug 18th, 2026
NetworkNewsBreaks - Roth Capital Partners appoints Bryan Baratian managing director, senior research analyst.

NetworkNewsBreaks - Roth Capital Partners appoints Bryan Baratian managing director, senior research analyst. August 18, 2026 Roth Capital Partners, a relationship-driven investment bank focused on growth companies, announced that Bryan Baratian has joined the firm as managing director, senior research analyst, leading research coverage of digital assets, AI infrastructure and blockchain. Baratian previously held roles at Hut 8, 325 Capital and Morgan Stanley, with experience spanning digital infrastructure operations, SMID-cap activist investing and securitization banking. ROTH said the appointment supports its continued expansion of research coverage across industries and market caps. Since 2016, ROTH has been involved in more than 280 transactions for technology clients with a total transaction value exceeding $44 billion. About ROTH ROTH is a relationship-driven investment bank focused on serving growth companies and their investors. Its full-service platform spans capital raising, high-impact equity research, macroeconomics, sales and trading, technical insights, derivatives strategies, M&A advisory, and corporate access. Headquartered in Newport Beach, California, ROTH is a privately held, employee-owned firm with offices across the U.S. About NetworkNewsWire NetworkNewsWire ("NNW") is a specialized communications platform with a focus on financial news and content distribution for private and public companies and the investment community. It is one of 75+ brands within the Dynamic Brand Portfolio @ IBN that delivers: (1) access to a vast network of wire solutions via InvestorWire to efficiently and effectively reach a myriad of target markets, demographics and diverse industries; (2) article and editorial syndication to 5,000+ outlets; (3) enhanced press release enhancement to ensure maximum impact; (4) social media distribution via IBN to millions of social media followers; and (5) a full array of tailored corporate communications solutions. With broad reach and a seasoned team of contributing journalists and writers, NNW is uniquely positioned to best serve private and public companies that want to reach a wide audience of investors, influencers, consumers, journalists and the general public. By cutting through the overload of information in today's market, NNW brings its clients unparalleled recognition and brand awareness. NNW is where breaking news, insightful content and actionable information converge. To receive SMS text alerts from NetworkNewsWire, text "STOCKS" to 888-902-4192 (U.S. Mobile Phones Only) Please see full terms of use and disclaimers on the NetworkNewsWire website applicable to all content provided by NNW, wherever published or re-published: https://www.NetworkNewsWire.com/Disclaimer NetworkNewsWire is powered by IBN

QualityStocks
Aug 11th, 2026
QualityStocksNewsBreaks - Roth Capital Partners affiliate Roth Canada expands Toronto operations, names David Parsons Head of Canadian Institutional Sales.

QualityStocksNewsBreaks - Roth Capital Partners affiliate Roth Canada expands Toronto operations, names David Parsons Head of Canadian Institutional Sales. August 11, 2026 at 9:30am Roth Capital Partners announced that its Canadian affiliate, Roth Canada, is expanding its Toronto operations with the appointment of David Parsons as Head of Canadian Institutional Sales and the establishment of new offices at 8 King St. E. Parsons, who brings more than 25 years of capital markets experience, will provide Canadian investors access to ROTH management teams, research and proprietary offerings while driving Canadian distribution on investment banking mandates. Michael Tait will lead the firm's Mining and Diversified Investment Banking teams from the Toronto offices. The expansion follows the opening of Roth Canada's Calgary office, where Tony Loria leads its Energy and Sustainability investment banking practice, and is intended to strengthen the firm's investment banking and institutional distribution capabilities for Canadian issuers and investors. About Roth Canada, Inc. Roth Canada, Inc. is a Canadian CIRO-regulated Dealer Member focused on serving emerging Canadian growth companies and their investors. Roth Canada is headquartered in Toronto and maintains offices in Vancouver and Calgary. About QualityStocks QualityStocks ("QS") is a specialized communications platform with a focus on private and public companies and the investment community. It is one of 75+ brands within the Dynamic Brand Portfolio @ IBN that delivers: (1) access to a vast network of wire solutions via InvestorWire to efficiently and effectively reach a myriad of target markets, demographics and diverse industries; (2) article and editorial syndication to 5,000+ outlets; (3) enhanced press release enhancement to ensure maximum impact; (4) social media distribution via IBN to millions of social media followers; and (5) a full array of tailored corporate communications solutions. With broad reach and a seasoned team of contributing journalists and writers, QS is uniquely positioned to best serve private and public companies that want to reach a wide audience of investors, influencers, consumers, journalists and the general public. By cutting through the overload of information in today's market, QS brings its clients unparalleled recognition and brand awareness. QS is where breaking news, insightful content and actionable information converge. Please see full terms of use and disclaimers on the QualityStocks website applicable to all content provided by QS, wherever published or re-published: https://www.QualityStocks.com/Disclaimer QualityStocks is powered by IBN Select A Month

Associated Press
Aug 11th, 2026
Roth Canada expands Toronto operations with new institutional sales head

Roth Canada has expanded its Toronto operations by appointing David Parsons as Head of Canadian Institutional Sales. He will work from the company's new offices at 8 King Street East, offering Canadian investors access to management teams, research and proprietary offerings from parent company Roth Capital Partners. Michael Tait will lead the firm's Mining and Diversified Investment Banking teams from the same location. The Toronto expansion follows the opening of Roth Canada's Calgary office, where Tony Loria heads the Energy and Sustainability investment banking practice. Parsons brings over 25 years of capital markets experience. He previously served as Managing Director, Equity Sales at Desjardins Securities, and held similar roles at ATB Capital Markets and Canaccord Genuity. The expansion aims to strengthen Roth Canada's domestic distribution capabilities whilst providing Canadian companies access to US and international investors.

Recently Posted Jobs

Sign up to get curated job recommendations

Roth Capital Partners is Hiring for 8 Jobs on Simplify!

Find jobs on Simplify and start your career today

Don't see your dream role? Check out thousands of other roles on Simplify. Browse all jobs →