StarCompliance

StarCompliance

Compliance software for financial institutions

About StarCompliance

Simplify's Rating
Why StarCompliance is rated
C+
Rated D+ on Competitive Edge
Rated B on Growth Potential
Rated B on Differentiation

Industries

Financial Services

Company Size

51-200

Company Stage

Growth Equity (Venture Capital)

Total Funding

N/A

Headquarters

Rockville, Maryland

Founded

1999

Overview

StarCompliance provides compliance software solutions specifically designed for financial institutions and corporations. Its software platform automates compliance processes, helping clients manage regulatory requirements related to insider trading, market abuse, and conflicts of interest. By using advanced technology, StarCompliance allows firms to effectively monitor compliance risks, which helps prevent legal issues and protects their reputation. The company operates on a subscription model, where clients pay a recurring fee for access to the software, which includes updates and support. This model not only ensures a steady revenue stream but also allows clients to select service tiers that fit their needs. Additionally, StarCompliance offers consulting services to assist firms in implementing and optimizing their compliance programs. The goal of StarCompliance is to help financial firms navigate complex regulations and maintain compliance efficiently.

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Simplify's Take

What believers are saying

  • Growing demand for AI-driven compliance solutions by 2030.
  • Acquisition of Aer Compliance expands cryptocurrency compliance capabilities.
  • Integrated compliance platforms support multi-format document management.

What critics are saying

  • Rapid AI adoption may outpace StarCompliance's current capabilities.
  • Data privacy concerns could hinder AI integration in compliance solutions.
  • Volatile digital asset market poses integration and regulatory challenges.

What makes StarCompliance unique

  • StarCompliance offers a configurable platform for global regulatory compliance management.
  • The company integrates traditional and digital asset compliance in one solution.
  • StarCompliance's AI-Assisted Marketing Compliance Review enhances regulatory risk management.

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Benefits

Hybrid Work Options

Company News

Tech Intel Pro
May 14th, 2025
StarCompliance's AI Tool Enhances Marketing Compliance

StarCompliance, a global leader in employee compliance technology, launched its AI-Assisted Marketing Compliance Review solution on May 13, 2025.

PR Newswire
May 13th, 2025
Starcompliance Launches Ai-Assisted Marketing Compliance Review Solution

One Platform for Marketing and Compliance Teams to Move Faster & Stay CompliantROCKVILLE, Md., May 13, 2025 /PRNewswire/ -- StarCompliance (Star), a global leader in employee compliance technology solutions, today announced the launch of its AI-Assisted Marketing Compliance Review solution, a powerful new capability designed to help marketing and compliance teams proactively manage regulatory risks tied to promotional content.Star's latest solution marks a key milestone in the company's commitment to innovation. It streamlines marketing and advertising review by using AI to detect unsubstantiated claims and misrepresentations, helping firms reduce bottlenecks and deliver compliant communications at scale.StarCompliance launches AI-Assisted Marketing Compliance Review to manage regulatory risks tied to promotional content. Post this"In today's rapidly evolving regulatory environment, marketing and compliance teams need tools that not only reduce review time but ensure materials meet FINRA and SEC guidelines," said Kelvin Dickenson, Chief Product Officer at Star. "This solution streamlines workflows, enhances oversight, and gives firms the confidence to move quickly while staying compliant."Key benefits include:AI-Assisted Reviews: Automatically flags risks and where necessary, recommends firm-approved disclosures from a client's curated library.Automatically flags risks and where necessary, recommends firm-approved disclosures from a client's curated library. Configurable Intake & Assignment: Route review submissions based on fund type or regulatory framework.Route review submissions based on fund type or regulatory framework. Multi-Format Support: Upload PowerPoint, Word, Excel, PDF, and more.Upload PowerPoint, Word, Excel, PDF, and more

PR Newswire
Apr 16th, 2025
New Study Finds Ai Adoption In Employee Compliance Set To Surge By 2030

Data Privacy Remains Key Barrier for Firms, According to StarCompliance ResearchROCKVILLE, Md., April 16, 2025 /PRNewswire/ -- StarCompliance ("Star"), a global leader in employee compliance technology solutions, has released findings of its AI Compliance Market Study, which examines how financial services firms are integrating artificial intelligence (AI) into their employee compliance operations. The study clarifies how ready the industry is to adopt AI for enhancing regulatory compliance monitoring. The results show a sector still in the early stages of AI adoption – but building momentum. While 52% of firms report using preliminary AI tools for tasks such as information retrieval and data enrichment, only 9% have adopted more advanced "automated regulatory intelligence" platforms. This number is expected to grow significantly with over 60% of firms responding they anticipate using more sophisticated AI tools by 2030

PR Newswire
Mar 26th, 2025
Starcompliance Supports Compliance Teams Amid Rising Regulatory Demands

"Riding the Regulatory Wave" Offers Strategic Insights and Practical Tools to Help Compliance Teams Navigate Evolving Global MandatesROCKVILLE, Md., March 26, 2025 /PRNewswire/ -- StarCompliance ("Star"), a global leader in employee compliance technology, has released an updated edition of its flagship guide, Riding the Regulatory Wave: A Guide to Navigating the Currents of Employee Compliance. This updated resource underscores Star's ongoing commitment to supporting the global compliance community with forward-looking insights and helping organizations build resilient, tech-driven compliance programs. Managing the unrelenting pace and increasing complexity of regulations is the top concern among compliance professionals – but many compliance teams are stretched thin and struggle to keep up. According to a recent Compliance Week and Resolver survey, nearly a third of respondents (32%) said managing regulatory change effectively was their biggest challenge

PR Newswire
Dec 17th, 2024
Starcompliance Celebrates Innovation, Collaboration And Culture With Their Annual Client Awards

Star's third annual awards highlight outstanding contributions to the compliance industry, with nominations received worldwideROCKVILLE, Md., Dec. 17, 2024 /PRNewswire/ -- StarCompliance (Star), a leading SaaS provider of employee compliance technology solutions, today announced the recipients of its Star Client Awards. The awards, which celebrate innovation, collaboration, and culture in regtech, recognized four clients in EMEA, seven in North America, and two in APAC. Star will be donating $1,000 to each winner's charity of choice. "It's a privilege to extend my congratulations to all recipients of the Star Client Awards, honoring innovation, collaboration, and culture, especially as we celebrate Star's 25th anniversary," said Star's CEO, Jennifer Sun. "Over the past quarter century, our collaboration with clients has been vital, enabling us to continuously enhance our platform

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