Full-Time

Compliance Business Management Vice President

Chief Operating Office

Morgan Stanley

Morgan Stanley

10,001+ employees

Global financial services; wealth management

Compensation Overview

$95k - $165k/yr

+ Discretionary Incentive Compensation + Discretionary Bonus

Company Does Not Provide H1B Sponsorship

Baltimore, MD, USA

In Person

Category
Finance & Banking (1)
Required Skills
Forecasting
Risk Management
Excel/Numbers/Sheets
PowerPoint/Keynote/Slides
Requirements
  • Minimum of 8 years of relevant experience, preferably at a large/complex financial institution or government/regulatory body
  • Excellent communication skills providing clear, actionable guidance to senior stakeholders
  • Collaborative and self-starter approach; strong execution and judgment
  • Professionalism and ability to navigate an organization with various stakeholders with different competing priorities
  • Ability to articulate risk and impact to various audiences, and create plans to mitigate those risks
  • Advanced analytical and problem-solving skills to support strategic financial decision making
  • High accountability and judgement, demonstrated through ownership of budgeting, forecasting, and reporting with exceptional attention to detail
  • Strong strategic alignment capability, able to present clear financial insights and influence decisions in governance forums
  • Demonstrated innovation and continuous improvement mindset, proactively enhancing automation, standardization, and data quality
  • Strong risk awareness and controls, with the ability to identify, assess, and mitigate financial or operational risks
  • Strong Excel and PowerPoint skills. Financial services experience a plus.
Responsibilities
  • Maintain the financial health of the Non-Financial Risk organization while responding to new challenges, including developing the annual budget and forecasts, managing vendor engagements and managing the hiring pipeline
  • Lead budgeting, forecasting, and financial planning processes in partnership with Non-Financial Risk Management, Chief Operating Office teams and Legal and Compliance Department Operations
  • Manage annual budget and liaise with the LCD Operations Chief Operating Office team proactively to address new risks or changes in business priorities that may impact Non-Financial Risk financials and organization
  • Oversee monthly financial performance reporting, including budget vs. actuals, estimates, and technology expense targets, ensuring accuracy and actionable insights
  • Execute group's vendor strategy by partnering with sourcing on bid process, reviewing task orders, onboarding onshore / offshore consultants and tracking engagements to completion
  • Manage and implement group's location strategy commitments
  • Partner with recruiting and hiring managers to manage open requisitions and offer approvals
  • Maintain transparency on the state of the organization through metrics, project plans, and status reports
  • Create and develop executive-level presentations for meetings with Non-Financial Risk and Legal and Compliance Department Operations leadership and define business cases to drive key initiatives
  • Collaborate with a varied group of colleagues in Non-Financial Risk and LCD Operations globally
  • Serve as a trusted advisor to the Non-Financial Risk Chief Operating Officer and Chief Administrative Officer, Business Managers, and LCD partners, providing insights on cost drivers, recovery mechanisms, and financial implications
  • Drive automation, standardization, and data quality improvements to reduce manual effort and strengthen the integrity of cost transparency reporting
  • Establish reporting frameworks that elevate visibility of Non-Financial Risk costs and enable granular budget accountability
Desired Qualifications
  • Financial services experience is a plus
  • Salary range and benefits are not desirable qualifications; however they are not typically categorized as Desirable.

Morgan Stanley is a global financial services firm offering investment banking, securities, wealth management, and investment management services to individuals, families, institutions, and governments. It helps clients raise, manage, and distribute capital through advisory services, asset management, trading, and financing activities, with revenue from advisory fees, asset management fees, trading commissions, and interest income. The company differentiates itself through its large, worldwide platform that provides a full suite of services across markets and client segments, a focus on client needs and long-term relationships, and a strong emphasis on institutional expertise and capital markets capabilities. Its goal is to help clients achieve their financial objectives by delivering tailored financial solutions and maintaining enduring client partnerships.

Company Size

10,001+

Company Stage

IPO

Headquarters

New York City, New York

Founded

1935

Simplify Jobs

Simplify's Take

What believers are saying

  • MSBT holds $240M assets with 2,620 BTC and zero outflow days.
  • Raised IonQ target to $47, Microchip to $92 amid 51% semiconductor rally.
  • Led AEP's $2.6B stock offering as book-runner with 2028 settlement.

What critics are saying

  • Competitors slash fees in response, compressing E*Trade trading margins by Q4 2026.
  • JPMorgan, BlackRock poach crypto talent, stalling MSBT growth in 12 months.
  • Crypto crash erases 50-80% MSBT value, bankrupting division by mid-2027.

What makes Morgan Stanley unique

  • MSBT Bitcoin ETF attracted $194M inflows from April 8 to May 7, 2026.
  • E*Trade crypto trading at 0.5% fees undercuts Coinbase and Robinhood spreads.
  • Launched compliant Bitcoin Trust with transparent pricing post-digital asset entry.

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Benefits

Health Insurance

Dental Insurance

Vision Insurance

Life Insurance

Disability Insurance

Health Savings Account/Flexible Spending Account

Unlimited Paid Time Off

Paid Vacation

Paid Sick Leave

Paid Holidays

Hybrid Work Options

401(k) Retirement Plan

401(k) Company Match

Mental Health Support

Wellness Program

Company News

Yahoo Finance
Apr 14th, 2026
Morgan Stanley launches $34M Bitcoin ETF after calling it '$0' in 2017

Bitwise CEO Hunter Horsley predicts crypto will become so mainstream by the end of 2026 that it will be "uninteresting", as Morgan Stanley's embrace of digital assets signals broader Wall Street acceptance. His comments followed observations that Morgan Stanley Investment Management now prominently features crypto offerings on its homepage. The bank recently launched its spot Bitcoin ETF (MSBT) with a 0.14% annual fee, undercutting rivals including BlackRock's iShares Bitcoin Trust. Morgan Stanley's fund attracted approximately $34 million in net inflows on its first trading day, with over 1.6 million shares traded, marking one of the strongest ETF debuts in the past year. The shift is particularly striking given the bank called Bitcoin potentially worthless in 2017, highlighting the changing institutional attitude towards digital assets.

Yahoo Finance
Apr 14th, 2026
Morgan Stanley ranks Meta, Amazon, Google ahead of Q1 earnings on AI returns and capex outlook

Morgan Stanley has ranked Meta, Amazon and Google as its top picks ahead of first-quarter earnings, citing four macro themes that will shape performance through 2026. The bank highlighted revenue acceleration and GenAI return on investment signals as key drivers, whilst warning that rising 2027 capital expenditure expectations—15% above consensus for hyperscalers—may cap valuations. Morgan Stanley also flagged consumer weakness in branded advertising markets as not yet priced in. Meta remains the bank's top pick, with focus on top-line growth guidance and MetaAI rollout. For Amazon, analysts expect AWS growth of 29-31% and a path to $10-11 GAAP earnings per share by 2027. Google is projected to deliver high-teens paid search growth and 60% year-over-year cloud growth.

Yahoo Finance
Apr 10th, 2026
Morgan Stanley launches Bitcoin ETF with $30.6M inflows and 14 basis point fee

Morgan Stanley has launched its Bitcoin Trust (NYSE: MSBT), marking a significant entry into the digital asset space by a major investment bank. The fund generated $30.6 million in net inflows at launch and features a competitive fee structure of just 14 basis points. The move signals growing institutional adoption of cryptocurrencies despite recent market volatility. Amy Oldenburg, Morgan Stanley's Head of Digital Asset Strategy, stated that "digital assets are increasingly intersecting with traditional markets" and the bank aims to help clients access this evolution through trusted structures. Bitcoin is currently trading around $73,000, down approximately 17% this year but recovering from recent lows. The cryptocurrency previously reached highs above $126,000 last year. Morgan Stanley may expand its digital asset offerings based on customer demand.

Yahoo Finance
Apr 10th, 2026
Stats Perform closes $475M term loan at 12.35% yield with B- rating

Stats Perform has completed a $475 million four-year covenant-lite term loan B at 12.35% yield-to-maturity, arranged by Morgan Stanley. The loan priced at S+700 with a 0% floor and 96.5% original issue discount. Proceeds will refinance existing credit facilities alongside a $275 million equity contribution from sponsor Vista Equity Partners. The company will repay a $62 million revolver, $471 million first-lien term loan due July 2026, and $140 million second-lien term loan due July 2027. The facility carries B-/B3 ratings. Moody's upgraded the company's corporate rating to B3, whilst S&P placed ratings on CreditWatch, indicating a potential two-notch upgrade to B-. Chicago-based Stats Perform, a Vista Equity portfolio company since 2014, provides sports AI services through its Opta brand.

Yahoo Finance
Apr 10th, 2026
Goldman Sachs and Morgan Stanley set to benefit from record $1.2T Q1 M&A boom

Goldman Sachs and Morgan Stanley are set to report first-quarter earnings next week, with analysts expecting strong results driven by robust merger and acquisition activity. The first quarter saw a record $1.2 trillion in global deals, up 42% year-over-year. Goldman Sachs is expected to report earnings per share of $16.22 on 13 April, up 15% year-over-year, with revenue projected at $16.9 billion. Morgan Stanley reports two days later, with anticipated EPS of $3.02, also up 15%, and revenue of $19.6 billion. Goldman Sachs derives roughly 19% of revenue from investment banking versus Morgan Stanley's 13%, potentially giving it an advantage in strong M&A markets. Goldman has outperformed Morgan Stanley over the past year, returning 85.3% compared to 66.2%.