Full-Time

Compliance Manager

Marketing

Posted on 5/1/2024

ONE Finance

ONE Finance

501-1,000 employees

Personal finance management and fintech platform

Fintech

Senior

United States

Required Skills
Communications
Marketing
Requirements
  • 10+ years experience in supporting and reviewing marketing assets with respect to regulatory requirements in a bank or financial technology company
  • Expertise in consumer financial protections requirements (Reg DD, Reg Z, fair lending, privacy, UDAAP, etc.) and developing training materials to instruct stakeholders on applicable requirements
  • Excellent written and oral communication skills
  • Demonstrated experience in guiding Product and Marketing teams and ensuring high quality, consistent, compliant outcomes
  • Affinity for a fast-paced environment
  • Knowledge of FINRA and SEC advertising/marketing rules is a plus
Responsibilities
  • Review marketing assets and strategies and provide guidance to the Product and Marketing teams on applicable requirements and solutions
  • Review and approve marketing and advertising materials in a timely manner for the marketing team on a daily basis
  • Coordinate with bank partner stakeholders and develop compliant solutions meeting multiple stakeholder requirements
  • Develop controls and provide guidance with respect to regulatory requirements for scaling compliant marketing functions
  • Monitor marketing assets and claims and ensure One continues to meet its regulatory requirements
  • Provide day-to-day guidance on complex requests driving consistent, compliant resolution
  • Collaborate with Legal, Compliance and Bank Partner to evidence One’s compliance with applicable requirements
  • Additional duties as assigned by your manager

This firm excels in personal finance management through a comprehensive platform that combines fintech solutions with banking and consumer products. Supported by notable investors like Walmart and Ribbit Capital, it leverages cutting-edge technology to simplify financial management for its users. The collaboration with major industry players not only fortifies its market position but also enriches its work culture with diverse expertise and innovation-focused practices, making it a prime workplace for professionals keen on shaping the future of finance.

Company Stage

M&A

Total Funding

$66.7M

Headquarters

New York, New York

Founded

2022

Growth & Insights
Headcount

6 month growth

33%

1 year growth

101%

2 year growth

155%