Full-Time
Client Workflow Supervision Supervisory Principal C13
Long Island City
Confirmed live in the last 24 hours
Citigroup
10,001+ employees
Global financial services and banking solutions
Compensation Overview
$103.9k - $155.9kAnnually
Mid, Senior
Long Island City, Queens, NY, USA + 1 more
More locations: San Antonio, TX, USA
Primary location is San Antonio, Texas.
- Relevant 6-10 years of supervisory experience in the financial industry; compliance or other risk management experience helpful
- Knowledge of Bank and broker-dealer business, regulatory requirements and related policy.
- Ability to work independently, execute on agreed upon timelines and work under pressure
- Ability integrating and balancing diverse priorities
- Strong networking, influencing and negotiating skills
- Excellent written and verbal communication skills
- Strong organizational and time management skills
- Proactive and Resourceful
- Excellent communication skills (oral and written) in English. Bilingual language skills a plus
- Excellent interpersonal and diplomacy skills
- Ability to see the big picture with high attention to critical details
- Proficiency in MS Office (Word, Excel, PowerPoint, Outlook), Pershing NetX360, Salesforce and other related business applications preferred
- Required Securities Licensure (depending on role select from the following): Series 7 license; and Series 63 and Series 65 or Series 66; and Series 8 or Series 9 and Series 10 or Series 24
- Bachelor’s/University degree or equivalent experience; Masters degree a plus
- Ensure timely and appropriate escalation of issues and maintain relevant metrics for reporting purposes
- Build partnerships with supported Line of Business operations, Registered Reps, Sales Managers and Supervisory partners.
- Execute on projects and initiatives within agreed timeframes
- Interface, consult and advise Senior Management including, but not limited to, Compliance, AML, Sales Management.
- Assist on ad-hoc projects as assigned by Management.
- Prepare for and assist in internal and external (regulatory) audits, examinations and other compliance testing initiatives
- Maintenance and retention of all relevant files within the functional requirements of the role
- Assist the Business in key policy adherence and monitoring
- Ensure adherence to the Citi Operational Risk Policy in regard to operational loss approvals and reporting.
- Escalate potential errors promptly in accordance with the Citi Escalation Policy.
- Ensure that the Business has a sound control environment including adherence to relevant policies where appropriate.
- Keep Senior Management aware of the risk and control environment of the Business through continuous and open communication with Senior Management to present and follow-up on issues, concerns and corrective action plans.
- Willing to partake in team lead responsibilities and mentorship of junior supervisory staff.
Citigroup provides a variety of financial services to a wide range of clients, including individuals, businesses, and governments. Its offerings include consumer banking, credit services, corporate and investment banking, securities brokerage, and wealth management. The company operates in over 160 countries, allowing it to facilitate cross-border transactions and serve a diverse clientele. Citigroup's products work by leveraging its extensive global network and technology to provide efficient banking solutions, generating revenue through interest on loans, service fees, trading, and investment management. What sets Citigroup apart from its competitors is its strong focus on sustainability and social responsibility, demonstrated through its investments in environmental, social, and governance initiatives. The company's goal is to create a positive financial and social impact while ensuring growth and profitability.
Company Stage
N/A
Total Funding
$59.8M
Headquarters
New York City, New York
Founded
N/A
6 month growth
↑ 0%1 year growth
↑ 0%2 year growth
↓ -9%
Simplify's Take
What believers are saying
- Citi's involvement in significant financial deals, such as the $41 million debt facility with Buyerlink, showcases its strong market presence and financial influence.
- The company's focus on ESG initiatives aligns with growing global trends towards sustainability, potentially attracting more clients and investors.
- Citi's technological innovations enhance its service delivery, offering employees opportunities to work with cutting-edge financial technologies.
What critics are saying
- Operating in a highly competitive financial services market, Citi faces constant pressure to innovate and maintain its market share.
- Global economic fluctuations and regulatory changes can impact Citi's operations and profitability, posing challenges for employees.
What makes Citigroup unique
- Citi's extensive global network across 160 countries provides unparalleled access to cross-border financial services, setting it apart from regional competitors.
- The company's commitment to ESG initiatives and technological innovation positions it as a forward-thinking leader in the financial services industry.
- Citi's diverse range of services, from consumer banking to investment banking and wealth management, allows it to cater to a wide array of clients, unlike more specialized financial institutions.
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