Compliance Analyst
Confirmed live in the last 24 hours
Column

51-200 employees

Fintech infrastructure services bank
Company Overview
Column is a different type of bank on a mission to enable builders and developers to create incredible financial products and services for their users.
Data & Analytics
Fintech

Company Stage

N/A

Total Funding

N/A

Founded

2021

Headquarters

San Francisco, California

Growth & Insights
Headcount

6 month growth

22%

1 year growth

53%

2 year growth

130%
Locations
San Francisco, CA, USA
Experience Level
Entry
Junior
Mid
Senior
Expert
Desired Skills
Communications
CategoriesNew
Legal & Compliance
Requirements
  • Bachelor's degree or equivalent
  • Detail oriented with excellent interpersonal, written, and verbal communication skills
  • Experience understanding how to navigate banking regulations and applying rules to the Bank's products
  • Demonstrated project management skills and the ability to juggle execution across multiple stakeholders
  • Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), or equivalent certification a plus
Responsibilities
  • Manage and execute the Compliance Testing & Monitoring Program, which includes the execution of compliance testing across the Bank's products and services
  • Design, implement, and execute opportunities for Compliance Data Monitoring analysis to measure the Bank's compliance obligations over full population data sets. You'll be able to utilize the Bank's core technology capabilities to help create and execute compliance monitoring to drive consistent measurement of compliance obligations on an ongoing basis
  • Identify potential areas of weakness (inadequate/ineffective controls, areas of non-compliance, etc.) within the Bank and work with partners to strengthen the associated control environment
  • Clearly document assessment findings, and own reporting of results derived from the Compliance Testing Program
  • Identify, understand, and assess potential regulatory change events that may impact the Bank. Work with business, risk, and legal partners to ensure new regulatory requirements are clearly understood and processes are implemented prior to effective dates to adhere to new requirements
Desired Qualifications
  • 5+ years of experience as a compliance or audit professional - experience at a financial institution is a plus