Compliance Risk Management

Exciting opportunity to be the Compliance Officer and Principal Officer for the NBFC entity.

Job summary:

As the Compliance Risk Management Associate/ Vice President in the Compliance team, you will be responsible for regulatory Compliance Coverage for JPMorgan Securities India Pvt. Ltd.

Job responsibilities:

• Responsible for implementation of compliance framework for JPMSI.
• Act as the Principal officer for JPMSI, which includes AML/KYC coverage.
• Responsible for regulatory advisory to the business/operations teams and other stakeholders.
• Evaluate compliance with relevant regulations, identify issues, assess the impact of new / amended regulations and work with business management to help them implement the same. 
• Provide updates to the board on regulatory developments.
• Engage with RBI SSM team for inspection and other RFIs and co-ordinate with internal stakeholders for providing data/information as sought by RBI.
• Review policies pertaining to JPMSI based on regulatory changes / requirements.
• Work with various regional teams and provide them with necessary updates regarding local regulations. 
• Represent compliance on LE governance forums.

Required qualifications, capabilities, and skills:

• Minimum 8-10 years of related experience in Compliance field. 

Preferred qualifications, capabilities, and skills:

• Chartered Accountant, Master’s degree, Company Secretary or other closely related professional qualification will be beneficial.
• Experience of India AML / KYC regulatory requirements is an advantage.
• Interactions with regulators and industry bodies is an advantage.

Competencies:

• Ability to develop and maintain productive relationships with key internal stakeholders across all levels;
• A solution driven approach, with exemplary problem solving skills; 
• Ability to prioritize;
• Ability to work effectively alone and as part of a team, at a local and regional level;
• Good analytical ability;
• Excellent written and verbal communication skills.