Full-Time

Lead Compliance Specialist

Confirmed live in the last 24 hours

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Compensation Overview

$77.5k - $131.5kAnnually

Mid, Senior

No H1B Sponsorship

Wheeling, IL, USA

Category
Risk & Compliance
Legal & Compliance
Requirements
  • Bachelor’s degree in Business Administration and Management, Accounting, Finance or Law
  • 4+ years of experience in Project Management, Compliance, Law, Risk, Operations, Governance or Related Field
  • In Lieu of Education Experience 6 + years of experience in Project Management, Compliance, Law, Risk Operations and Governance or Related Field
  • Ability to operate office equipment such as but not limited to computer, telephone, printer, and calculator
  • Ability to communicate verbally; Ability to communicate in written form
  • Travel up to 10% of the time
Responsibilities
  • Assists more senior compliance professionals in evaluating the adequacy of business policies, procedures, training and reference materials, system and manual processes and provides support for research of regulatory requirements.
  • Assists Principals, Managers or Senior Manager in discrete portions of larger projects.
  • Ensures compliance issues are brought to the attention of senior compliance professionals.
  • Maintains a high level of awareness and knowledge of regulatory compliance requirements and assists in the identification of compliance risks.
  • Assists in providing updates for status reports of program initiatives, obtaining and developing content for management and committee presentation / reporting activities.
Desired Qualifications
  • Masters Degree in Law, Business Administration and Management of Finance
  • 4 + years of experience reinforcing a risk culture of compliance and transparency. Risk identification and assessment processes. Knowledge and understanding of compliance laws and regulations Compliance Management System components related to: Policies and procedures, and clear communication of intended procedural expectations and process. Governance and reporting processes, handling of complaints, evaluating business initiatives and providing research on potential regulatory impacts. Due diligence on new and existing Third-Party engagements commensurate with the level of compliance risk involved in the services being provided.
  • 4 + years of experience with effective communication (written and verbal) that includes core components of active listening, persuasiveness, collaboration, and conciseness when meeting with and presenting to peers, various levels of leadership and other lines of business. Build partnerships and work collaboratively with others to meet shared objectives and Optimizes work processes with a focus on continuous improvement
  • Certifications in Certified Regulatory Compliance Manager, Project Management, JD, CISA, CIPP, CRMP, RIMS or similar preferred
  • Certification in Project Management

Company Stage

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Total Funding

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Headquarters

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Founded

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