Full-Time

Vice President

Compliance, Monitoring and Testing Data Analytics and Reporting, Tds

Confirmed live in the last 24 hours

TD Bank

TD Bank

10,001+ employees

Offers banking and financial services

Fintech
Financial Services

Compensation Overview

$140k - $185kAnnually

+ Variable Compensation + Incentive Awards

Senior, Expert

New York, NY, USA

Category
Data Management
Data Analysis
Data & Analytics
Required Skills
Visio
Word/Pages/Docs
Data Analysis
Excel/Numbers/Sheets
PowerPoint/Keynote/Slides

You match the following TD Bank's candidate preferences

Employers are more likely to interview you if you match these preferences:

Degree
Experience
Requirements
  • BA/BS, or a similar degree, required.
  • 5-7 Years of related experience
  • Advanced technical skills, especially with Microsoft Office Suite (Excel, Access, PowerPoint, Word, Visio)
  • Strong analytical skills, attention to detail, solid judgment, and the ability to evaluate complex regulatory business issues.
  • Project management skills and ability to manage multiple work streams involving different partners and groups.
  • 6 or more years of experience with a registered US broker dealer or regulator.
  • Knowledge of wholesale banking products and services, operations, regulatory frameworks (e.g., applicable rules and regulations), and the ability to learn new areas while supporting them.
  • Excellent interpersonal, organizational, and communication (oral and written) skills.
  • Client service skills – the candidate must demonstrate the judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory interactions.
  • Ability to thrive in a fast-paced, deadline-driven environment, including by demonstrating excellent time management and planning skills, along with the ability to handle multiple assignments at the same time.
  • Ability to interact effectively with all levels of the organization and to work collaboratively on teams of varying size.
Responsibilities
  • Project management over the M&T process (including Branch Inspections);
  • Development of a new dashboard or platform to coverage of the M&T and Branch Inspections plan;
  • Support issues management and tracking for the M&T and Branch Inspections programs (and Core Compliance overall).
  • Support the development and maintenance of the Firm's Monitoring and Testing Coverage Plan, which includes data review and analysis to harmonize with the overall rules inventory, control and business mappings and Risk Assessment ratings.
  • Partner closely with the Risk Assessment and Compliance Markets Advisory teams, as necessary, to create a cohesive pipeline between the Risk Assessment program and the Monitoring & Testing program.
  • Develop dashboard to track monitoring and testing activities and plan progress throughout the review cycle.
  • Partner closely with the M&T and Branch Inspections teams to continuously monitor reviews being conducted and completed.
  • Manage the reporting and metrics deliverables related to the Monitoring & Testing and Branch Inspections teams.
  • Support technology and automation initiatives for Core Compliance, where possible.
  • Participate in *ad hoc* special projects.
Desired Qualifications
  • Data visualization (e.g., Tableau, Qlikview, etc.), preferred.
  • Big data (e.g., SQL, Alteryx, Dataiku, etc.) a plus, but not required.

TD Bank offers a variety of banking services for individuals, businesses, and corporations, primarily in North America. Its main services include personal banking, business banking, and wealth management, which encompass checking and savings accounts, credit cards, loans, mortgages, and investment products. The bank provides digital banking solutions that enable clients to manage their finances through online platforms and mobile applications, featuring services like bill pay, mobile deposits, money transfers, and card management. Unlike many competitors, TD Bank focuses on a broad range of services catering to both everyday consumers and large enterprises. The goal of TD Bank is to provide accessible and comprehensive financial services to meet the diverse needs of its clients.

Company Size

10,001+

Company Stage

IPO

Total Funding

N/A

Headquarters

Toronto, Canada

Founded

1955

Simplify Jobs

Simplify's Take

What believers are saying

  • Increased demand for digital banking boosts TD Bank's innovation in user experience.
  • AI integration in banking enhances TD Bank's customer service and satisfaction.
  • Fintech partnerships enable TD Bank to offer competitive and innovative services.

What critics are saying

  • Rising interest rates may impact TD Bank's loan growth and profitability.
  • Increased competition from fintech could erode TD Bank's digital market share.
  • Regulatory scrutiny may lead to higher compliance costs for TD Bank.

What makes TD Bank unique

  • TD Bank's investment in Terrestar Solutions enhances its telecommunications sector presence.
  • The bank's digital solutions offer comprehensive online and mobile banking services.
  • TD Bank's focus on sustainability aligns with growing green finance trends.

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Benefits

Health Insurance

Paid Vacation

Flexible Work Hours

Professional Development Budget

Mental Health Support

Wellness Program

Performance Bonus

Company News

Newswire
Feb 6th, 2025
Terrestar Solutions secures major funding round

Terrestar Solutions, a Canadian mobile satellite operator, has secured funding from TD Bank Group. The Montreal-based company plans to invest in a constellation of low-earth-orbit satellites to enhance communications capacity and services across Canada. This initiative aims to integrate satellite connectivity with terrestrial networks, ensuring nationwide coverage. Terrestar's Strigo brand will offer direct-to-mobile satellite services, supporting national interests and aiding first responders.

Newswire
Jan 28th, 2025
TD Bank Group to Issue NVCC Subordinated Debentures

/CNW/ - The Toronto-Dominion Bank ("TD" or the "Bank") today announced a domestic public offering of C$1 billion of medium term notes (non-viability contingent...

GlobeNewswire
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NEWMARKET, Ontario, Dec. 02, 2024 (GLOBE NEWSWIRE) -- AirBoss of America Corp. (TSX: BOS) (OTCQX:ABSSF) (the “Company” or “AirBoss”) today announced that...

Monitor Daily
Sep 27th, 2024
TD Bank Appoints Bregenzer and Gateman as Co-Heads of U.S. Commercial Banking

TD Bank appointed Andy Bregenzer and Jill Gateman as co-heads of U.S. commercial banking.

CityNews
Sep 19th, 2024
TD CEO to retire next year, takes responsibility for money laundering failures

TD Bank Group, which is mired in a money laundering scandal in the U.S., says chief executive Bharat Masrani will retire next year.

WiFi HiFi
Sep 17th, 2024
TD eCommerce Solutions is for Canadian Small Businesses

TD Bank Group (TD) has launched TD eCommerce Solutions, a turnkey, customizable eCommerce platform that enables Canadian small businesses to easily begin selling their products and services online and accept payments.

Tampa Bay Business & Wealth
Sep 13th, 2024
TD Bank names regional vice president for Tampa Bay

TD Bank appointed Lindsay August as its regional vice president of greater Tampa Bay.

Investopedia
Sep 11th, 2024
TD Bank Fined $28 Million for Sharing Inaccurate Information About Its Customers

In 2020 the CFPB fined TD Bank for illegal overdraft practices.

PYMNTS
Sep 9th, 2024
Squarespace Becomes Private Company With $7.2 Billion Permira Deal

Reached by PYMNTS, TD Bank provided a statement saying, "Long before this settlement, TD self-identified these matters and voluntarily and proactively implemented enhancements to our furnishing and dispute handling practices.

6abc
Sep 5th, 2024
FBI seeks suspect for series of bank robberies in Philadelphia

The most recent robbery happened Wednesday at the TD Bank branch at 6304 Roosevelt Boulevard.

The Daily Hodl
Sep 2nd, 2024
Banking Giant Prepares for $3,000,000,000 Fine Over Role in Massive Money Laundering Scheme: Report

TD Bank is being investigated over accusations that Chinese gangs relied on the lender to launder $650 million worth of illegal narcotics proceeds from 2016 to 2021.

PBN
Aug 28th, 2024
TD Bank Appoints Tim Blake as Retail Market President of Greater Boston and Rhode Island

TD Bank has appointed Tim Blake as its Retail Market President, overseeing Greater Boston and Rhode Island.

Finextra
Aug 28th, 2024
TD preps small business dashboard

To help small business customers make informed financial decisions, TD Bank partnered with Monit to launch the dashboard.

Stock Titan
Apr 22nd, 2024
Mattr Announces Closing of Its Credit Facility | MTTRF Stock News

Mattr Corp. has successfully closed on its credit facility, extending a US$300 million senior secured revolving facility through April 2028. The Company secured the Credit Facility with leading financial institutions, providing financial flexibility for growth opportunities.

Newswire
Apr 2nd, 2024
TD Bank Group to Issue NVCC Subordinated Debentures

/CNW/ - The Toronto-Dominion Bank ("TD" or the "Bank") today announced a domestic public offering of $1.75 billion of medium term notes (non-viability...

Newswire
Mar 27th, 2024
BOYD GROUP SERVICES INC. EXTENDS REVOLVING CREDIT FACILITIES

/CNW/ - Boyd Group Services Inc. (TSX: BYD) ("BGSI", "Boyd" or "the Boyd Group") today announced that it has extended its existing revolving credit facilities...

Business Wire
Mar 26th, 2024
Matador Resources Company Announces Amendment to Its Credit Facility and Completion of Natural Gas Pipeline Connections

Matador Resources Company (NYSE: MTDR) (“Matador” or the “Company”) today announced that Matador and its lenders successfully amended the Company’s cr

Canadian Business Journal
Feb 9th, 2024
Timbercreek Financial Secures $510 Million Revolving Credit Facility

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Business Wire
Aug 25th, 2023
Essential Properties Realty Trust, Inc. Announces New $450 Million 5.5 Year Unsecured Term Loan

Today, Essential Properties Realty Trust, Inc. (NYSE: EPRT) (the “Company” or “EPRT”) announced the closing of an amendment of the Company’s Amended a

Business Wire
Jul 11th, 2023
RS Announces Completion of Credit Facilities as Global Demand Surges

RS Announces Completion of Credit Facilities as Global Demand Surges. Agreements underscore commitment to enabling resilient grid infrastructure.

PE Hub
Jul 10th, 2023
EIP and Werklund-backed RS Technologies inks $148.5m credit deal | PE Hub

The facilities were provided by JP Morgan, Bank of Montreal, Toronto-Dominion Bank and Export Development Canada.