Full-Time

Director – Compliance

Wholesale Brokerage

Posted on 11/21/2024

One80 Intermediaries

One80 Intermediaries

Consulting
Fintech
Financial Services

Compensation Overview

$109.4k - $156kAnnually

+ Bonus

Senior

Remote in USA

Category
Risk & Compliance
Legal & Compliance
Requirements
  • 8+ years of management or leadership experience within wholesale brokerage, including experience with surplus lines, carrier appointments, and/or producer appointments
  • Deep understanding of insurance compliance matters and issues.
  • Ability to communicate effectively with senior management, division management, compliance practitioners within the organization and outside parties.
  • Ability to work effectively across organizational lines.
  • Excellent organizational skills.
  • Demonstrated technical proficiency with Microsoft Office Suite and industry-related software and portals.
Responsibilities
  • Oversee surplus lines servicing team and outside vendor to ensure timely and accurate filings and state compliance.
  • Work collaboratively with field offices to ensure best practices are in place for accurate and timely submission of filings.
  • Work collaboratively with legal and licensing management to ensure One80 licenses are properly maintained and managed.
  • Maintain effective working relationship with Lloyd’s compliance function. Working with carrier appointment specialist, ensure compliance pin is accurate and up to date. Work collaboratively with Lloyd’s coverholders within One80 to ensure audit and compliance standards are met. Maintain effective working relationships with internal stakeholders including coverholders, legal, cybersecurity and others.
  • Oversee carrier appointment function, ensuring appointments are accurate and reflect current organizational structure. Working with carrier appointment specialist, ensure that business leadership has accurate information on One80 appointment status with carrier partners.
  • Ensure appropriate standards around carrier access to One80 information, including access management.
  • Oversee retail brokerage appointment team and process, ensuring adherence to standards. Work collaboratively with legal and accounting as necessary to support compliance needs.
  • Communicate information as appropriate from state regulators; lead response to inquiries from regulators as needed.

Company Stage

N/A

Total Funding

N/A

Headquarters

Toronto, Canada

Founded

2007

Simplify Jobs

Simplify's Take

What believers are saying

  • Acquisition of Waypoint enhances One80's underwriting capabilities and product diversity.
  • Expansion into Oregon shows strategic geographic growth in homeowners' insurance.
  • Stella Maris leverages technology for improved safety in watercraft rentals.

What critics are saying

  • Increased competition may impact One80's market share in specialty insurance.
  • Rapid tech advancements could challenge One80's AI risk management.
  • Economic uncertainty might reduce demand for some insurance products.

What makes One80 Intermediaries unique

  • One80 Intermediaries offers unique AI warranty coverage for enterprises.
  • Stella Maris is a pioneering insurance product for watercraft rental businesses.
  • The $30m liability insurance for CROs is a specialized corporate solution.

Help us improve and share your feedback! Did you find this helpful?

INACTIVE