Full-Time

Complex Manager

Confirmed live in the last 24 hours

Raymond James Financial

Raymond James Financial

Mid, Senior

Charleston, SC, USA

Category
Asset Management
Financial Planning and Analysis (FP&A)
Finance & Banking
Required Skills
Financial analysis
Customer Service

You match the following Raymond James Financial's candidate preferences

Employers are more likely to interview you if you match these preferences:

Degree
Experience
Requirements
  • Operating standard office equipment and using required software applications to produce correspondence, reports, electronic communication, spreadsheets, and databases.
  • Preparing and delivering clear, effective, and professional presentations.
  • Identifies the needs of customers through effective questioning and listening techniques.
  • Company’s working structure, policies, mission, strategies, and compliance guidelines.
  • Economic and accounting principles and practices, the financial markets, banking, and analysis and reporting of financial data.
  • Legal requirements and federal and state regulations related to employment.
  • Continuously learn investment products, industry rules and regulations, and financial planning.
  • Provide a high level of customer service.
  • Organize, manage, and track multiple detailed tasks and assignments with frequently changing priorities and deadlines in a fast-paced work environment.
  • Use appropriate interpersonal styles and communicate effectively, both orally and in writing, with all organizational levels.
  • Articulate reasons behind decisions.
  • Keep all appropriate parties up-to-date on decisions, changes, and other relevant information.
  • Establish and maintain effective working relationships with others.
  • Identify problems, gather facts, and develop solutions.
Responsibilities
  • Assists Resident Manager at each branch with the following activities:
  • Attracts, selects, orients, trains, and retains Financial Advisors (FAs) and support staff.
  • Supervises daily trading and other office activities.
  • Resolves client complaints.
  • Performs reviews of client accounts.
  • Develops and implements plans to meet office sales goals.
  • Facilitates sales promotion activities such as seminars and luncheons/dinners.
  • Develops and monitors office revenue and expense budgets.
  • Informs FAs about new products and RJA managed underwritings.
  • Continually evaluates complex structure and strategic plan, including future growth as needed, to promote overall efficiency and profitability while maintaining a commitment to excellent service.
  • Responsible for compliance oversight and ensuring adherence to firm and regulatory policies and procedures.
  • May service clients in his/her own book of business.
  • Participates in community affairs as a representative of the firm.
  • Performs other duties and responsibilities as assigned.
Raymond James Financial

Raymond James Financial

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