Full-Time

Licensed Invest Support Specialist I

Posted on 1/15/2025

Fifth Third Bank

Fifth Third Bank

10,001+ employees

Offers diverse banking and financial services

Compensation Overview

$43.4k - $71.6k/yr

+ Incentive Compensation Plan

Mid, Senior

Western Springs, IL, USA + 1 more

More locations: Sarasota, FL, USA

Category
Customer Experience & Support
Customer Success
Customer Support
Required Skills
Word/Pages/Docs
Risk Management
Excel/Numbers/Sheets
Requirements
  • High school diploma or equivalent. Bachelors degree in Finance, Economics, or Business Management preferred.
  • Securities Industry Essentials (SIE), Series 7, 66 (or 65 and 63), appropriate state resident insurance licenses for Life, Health, Long Term Care, and Variable Annuity certification are required as documented in the Fifth Third Securities Licensing Guidelines.
  • Five (5) years of brokerage or related financial services experience.
  • Excellent understanding of the financial industry, compliance regulations, daily operational duties and investment brokerage/banking products. Prior Brokerage experience preferred.
  • Excellent communication and organizational skills.
  • Must be able to work independently with limited supervision.
  • Must be able to prioritize and effectively manage multiple tasks at once.
  • Intermediate computer skills with demonstrated knowledge of Microsoft Word, Excel, and Power Point.
  • Strong verbal and written communication and negotiation skills.
  • Ability to meet deadlines under pressure utilizing excellent time management skills.
Responsibilities
  • Provide daily administrative support to designated registered representatives, and existing and potential clients.
  • Provide guidance to the banking center partners as requested.
  • Process and follow-up operations duties linked to new/existing accounts, risk management, marketing support, order entry etc.
  • Perform account maintenance including opening new accounts, money transfer requests, executing orders, address changes, etc.
  • Ensure that all assigned trading transactions are executed in a timely and accurate manner, and that all documentation is maintained to standards.
  • Maintain close contact with clients in order to ensure that they are informed about industry changes while deepening the relationship and serving the best interest of the client.
  • Educate and coach business partners on current market conditions, products, compliance and operational duties.
  • Support multiple registered securities representatives or representatives with very large books of business.
  • Handle various administrative functions for the registered securities representatives including but not limited to executing trades.
  • Ensure that all trading activity complies with federal and internal compliance regulations and guidelines.
  • Work closely with Banking Center or Private Bank partners to identify new client opportunities and deepen existing client relationships.
  • Help with onboarding of Investment Executives, Wealth Management Advisors, or Licensed Investment Support Specialists as requested.
  • Perform other projects or duties as assigned.
Desired Qualifications
  • Bachelors degree in Finance, Economics, or Business Management preferred.
  • Prior Brokerage experience preferred.

Fifth Third Bank provides a variety of financial services to individual consumers, small businesses, and commercial clients through its website, 53.com. The bank offers personal banking products such as checking and savings accounts, mortgages, personal loans, and insurance options, along with financial planning and retirement services to help clients achieve their long-term financial goals. For businesses, Fifth Third Bank supplies services like business accounts, commercial loans, lines of credit, and treasury management, as well as specialized offerings like down payment assistance. The bank earns revenue primarily through interest on loans and mortgages, fees from account services, and commissions from insurance and wealth management services. Fifth Third Bank aims to support its clients in managing their finances effectively and achieving their financial objectives.

Company Size

10,001+

Company Stage

IPO

Headquarters

Cincinnati, Ohio

Founded

1858

Simplify Jobs

Simplify's Take

What believers are saying

  • Increased demand for digital banking boosts Fifth Third's online and mobile platforms.
  • Fintech partnerships enhance Fifth Third's technology and customer experience.
  • Real-time payment systems align with Fifth Third's focus on instant payment solutions.

What critics are saying

  • Competition from fintech companies threatens Fifth Third's market share.
  • Decentralized finance platforms pose a threat to traditional banking services.
  • Consumer shift to digital-only banks may impact Fifth Third's traditional model.

What makes Fifth Third Bank unique

  • Fifth Third Bank offers a comprehensive range of personal and business banking services.
  • The bank provides specialized services like down payment assistance and escrow education.
  • Fifth Third Bank integrates wealth management with traditional banking for holistic financial solutions.

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Benefits

Health Insurance

Paid Sick Leave

Paid Holidays

Performance Bonus

Flexible Work Hours

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