Responsibilities

• Ensure delivery of complete, accurate, and timely regulatory reports to regulatory agencies.
• Executes control practices, including compliance with all regulatory/policy requirements and data quality standards
• Document key risks, performance indicators, and desktop procedures, including controls and metrics related to reporting. Execute QA/QC and report production tasks for regulatory reports.
• Respond to regulatory agencies and internal control partners on inquiries and reporting breaches
• Participate and represent the reporting function to control partners (e.g., Audit and Compliance)
• Identify, track, and remediate errors/breaches, data issues, and control enhancements that impact the respective reports
• Partner with upstream process owners and data providers to improve the data quality of regulatory reports
• Partner with Regulatory Interpretation and Technology teams to review and maintain data dictionaries to ensure the completeness of business requirements and all operational and reporting requirements.
• Assist with report centralization, which includes performing current state assessments, understanding the effectiveness of controls, determining process risks, and executing plans to incorporate the reporting process into the organization; ensure a smooth transition and cutover of reports in the target state, including appropriate handover and staff transfer.
• Partner with the technology team and business analysts to provide requirements and user acceptance testing (UAT).

Required Experience

• Knowledge of key shareholding disclosure rules within the region of coverage
• Strong knowledge of financial markets, the banking industry, equities, and derivative products.
• High level understanding of global markets and wealth management business divisions.
• Strong technical and data analytical skills (e.g., Excel and other similar applications), with experience analyzing, managing, and reporting on large sets of structured data (e.g., books and records data).
• Able to produce accurate work output and reports under tight deadlines
• Communicates effectively in both oral and written formats and tailors message appropriately to the audience
• Demonstrated intellectual curiosity and operational excellence experience
• Able to think critically to analyze and resolve issues quickly
• Influences and delivers results through collaborative relationships with key partners and stakeholders
• Works independently to prioritize work and deliver against regulatory deadlines and a dynamic environment
• Experience in Equity Aggregation Operations or Compliance 
• Discrete when handling confidential information

Preferred Experience

• Experience interacting with regulatory agencies and /or reg exams.
• Regulatory reporting experience and/or experience in a global markets regulatory reporting environment or exposure to position/transaction processes/life cycle (other than Equity Aggregation)
• Experience in technology implementation projects, including involvement in building new or enhancing existing systems to meet complex reporting requirements