Full-Time

Compliance Sr. Analyst

Posted on 1/21/2025

Securian Financial Group

Securian Financial Group

Compensation Overview

$56k - $103kAnnually

Senior

St Paul, MN, USA

Hybrid work model; must be within a 90-minute commute and work in-office 3 days a week.

Category
Risk & Compliance
Legal & Compliance

You match the following Securian Financial Group's candidate preferences

Employers are more likely to interview you if you match these preferences:

Degree
Experience
Requirements
  • Associate’s degree, bachelor’s degree or equivalent job-related experience.
  • Strong interpersonal and communication skills to interact with various levels of associates within the enterprise.
  • Strong prioritization and organization skills to facilitate coordination of compliance reviews.
  • Self-directed, ability to independently manage competing priorities with minimal direction.
Responsibilities
  • Monitor and analyze products, advertising materials, and reports for compliance.
  • Ensure product compliance with insurance laws, regulations, and company policies.
  • Troubleshoot compliance issues with third-party administrators.
  • Strengthen compliance programs, provide training, and map business processes to compliance rules.
  • Gather data for regulatory filings and work with internal associates and third parties.
  • Participate in annual audits of third-party administrators.
  • Support and lead compliance projects, including drafting requirements and implementing changes.
  • Draft and file policy forms to ensure legal compliance, coordinating with relevant parties.
  • Respond to regulatory issues during the objection-response phase.
  • Assist with market conduct exams and regulatory surveys.
  • Monitor and disseminate changes to laws and regulations.
  • Conduct compliance reviews and file sales literature and advertising.
  • Provide day-to-day compliance support and maintain existing policy forms.
Desired Qualifications
  • Knowledge of applicable laws, regulations, industry standards, and best practices affecting financial services
  • Familiarity with financial institution and association insurance products and services.
  • Policy form filing experience utilizing SERFF
Securian Financial Group

Securian Financial Group

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