Full-Time

Audit Manager I

Compliance

Posted on 1/28/2025

TD Bank

TD Bank

11-50 employees

Personalized wealth management and financial planning

Fintech
Financial Services

Compensation Overview

$75k - $112.5kAnnually

Senior

Greenville, SC, USA + 1 more

More locations: Mt Laurel Township, NJ, USA

The job is based in Mount Laurel, New Jersey, and may also consider candidates from Greenville, South Carolina.

Category
Auditing
Forensic Accounting
Accounting

You match the following TD Bank's candidate preferences

Employers are more likely to interview you if you match these preferences:

Degree
Experience
Requirements
  • 4 year degree or equivalent experience
  • 5+ years of related Audit experience required
  • Excellent oral and written communication skills
  • Strong knowledge of audit principles and practices
  • Coaching and counseling skills
  • Ability to delegate work to others
  • Strong decision-making and follow through ability
  • PC skills (MS Office Suite)
  • Works well independently and with others
  • Strong Analytical skills
  • Ability to respond to shifting priorities quickly
  • Team working experience
  • Ability to build and maintain relationships with peers and management
  • Strong knowledge of laws and regulations governing the banking industry
  • Certification highly preferred or willingness to pursue certification
Responsibilities
  • Generally leads a team focused on assigned audit and generally assumes the lead position on the audit, providing supervision and assignments to team members as Auditor In Charge as well as reviewing work papers completed by staff and drafting audit report
  • Responsible for time and staffing budgets for upcoming audits
  • Responsible for planning of audits
  • Responsible for contact with management regarding audit scope, status, and findings
  • Works at direction of Audit Manager
  • May perform testing procedures for more critical areas of audits
  • Provides on-the-job training for staff
  • Supervises findings follow up tasks with management and audit staff
  • Is a subject matter expert in at least one area of discipline
  • Works independently but receives assistance/coaching from the audit manager
  • May be Auditor in Charge on an Audit
  • May participate and/or lead assigned special projects
  • Provides feedback on staff performance on an audit project basis
  • Assists in providing feedback on completion of staff evaluations
  • Updates, revises, and improves existing audit procedures and programs
  • Adds value through consultative interactions with business line management
Desired Qualifications
  • CRCM certification
  • US Consumer Banking Regulatory experience

TD Bank provides wealth management services aimed at helping Canadians grow, manage, and protect their wealth. Their approach involves understanding each client's unique goals through a detailed discovery process that incorporates behavioral finance to create a personalized Wealth Personality™ profile. This profile guides the development of a customized wealth strategy that adapts to the client's life priorities, focusing on building net worth, implementing tax-efficient strategies, protecting assets, and planning for legacy. Unlike many competitors, TD Bank emphasizes a personalized and holistic approach to financial planning, ensuring that clients receive tailored advice that evolves with their needs.

Company Stage

IPO

Total Funding

N/A

Headquarters

Toronto, Canada

Founded

1955

Simplify Jobs

Simplify's Take

What believers are saying

  • Digital banking adoption is driving demand for enhanced mobile banking features.
  • Open banking allows TD Bank to collaborate with fintech for personalized services.
  • Sustainability trends support TD Bank's focus on green finance initiatives.

What critics are saying

  • Competition from fintechs pressures TD Bank to innovate rapidly.
  • Rising interest rates may reduce demand for new home loans.
  • Remote work trends could impact TD Bank's commercial real estate investments.

What makes TD Bank unique

  • TD Bank is leveraging AI for advanced fraud detection and prevention.
  • The bank is integrating ESG criteria into its lending and investment decisions.
  • TD Bank is exploring blockchain for cross-border transaction efficiency.

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Benefits

Health Insurance

Paid Vacation

Flexible Work Hours

Professional Development Budget

Mental Health Support

Wellness Program

Performance Bonus

INACTIVE