Associate Director
Regulatory Compliance
Confirmed live in the last 24 hours
Arrowstreet Capital

201-500 employees

Global equity investment strategies for institutional investors
Company Overview
Arrowstreet Capital, a Boston-based investment manager, stands out for its robust quantitative methods and structured investment process, which focus on identifying diverse investment opportunities across companies, sectors, and countries. The firm's culture is grounded in accountability and integrity, fostering a collaborative, creative, and diverse team environment that values merit and inclusivity. With a stable private partnership and a long-term orientation, Arrowstreet Capital manages approximately $100 billion for over 200 clients globally, demonstrating its industry leadership and competitive advantage.
Financial Services
Venture Capital

Company Stage


Total Funding





Boston, Massachusetts

Growth & Insights

6 month growth


1 year growth


2 year growth

Cambridge, MA, USA
Experience Level
Desired Skills
Legal & Compliance
  • Is able to thrive in a dynamic, fast paced environment and prioritize under tight deadlines
  • Is a self-starter that works proactively and thinks both strategically and tactically
  • Maintains a superior work ethic
  • Has the ability to prioritize and effectively manage competing priorities and projects
  • Is a strong leader who prioritizes building and maintaining employee morale, helping employees reach their full potential and inspires employee loyalty
  • Effectively collaborates across teams/functions and also works autonomously, with minimal supervision, when appropriate
  • Has strong analytical and organizational skills and a strong attention to detail
  • Has excellent communication skills - oral and written
  • Has a strong executive presence and is able to present and evidence work product in a clear and comprehensive manner
  • Identifies opportunities to improve existing processes and procedures
  • Is knowledgeable of, and experienced with, industry best practices in compliance surrounding regulatory filing matters and changes
  • Bachelor's degree preferred
  • 7+ years of regulatory compliance experience, with at least 5 years at an established investment manager
  • Has a strong knowledge of the securities laws (e.g., the Investment Advisers Act of 1940 ) and experience with CFTC regulations
  • Extensive experience working on regulatory filing submissions for both US and Global regulatory bodies
  • Experience managing teams and large scale projects
  • Daily short settling and derivatives-related filings
  • Periodic regulatory filings including Form ADV, 13F, 13H, TICs, and other global filings
  • Designing and overseeing internal reporting to ensure various thresholds and limits are monitored and escalated, as appropriate
  • Supervising, managing and motivating team members on a daily basis and contributing to their professional development
  • Actively identifying and contributing to opportunities to automate, enhance, implement, and maintain our policies and procedures to mitigate risk areas
  • Collaborating with the Head of Regulatory Compliance to develop strategic compliance initiatives related to filings and to lead the associated implementations
  • Collaborating across departments across the firm to provide guidance and gather insights
  • Overseeing regulatory changes (both locally and globally) that will impact the firm's regulatory reporting