Compliance Assurance Analyst
Posted on 4/13/2023
London, UK
Experience Level
  • You have experience working in the compliance or audit function within a regulated financial services environment, including experience of compliance monitoring and assurance
  • You have working knowledge of the FCA Handbook (particularly BCOBS, CONC, SYSC, ICOB and DISP)
  • You have working knowledge of the role of the Risk and Compliance function
  • You're self-motivated, highly organised and focused on executing well
  • You're able to work independently and with changing priorities
  • You're able to build strong, mutually respectful relationships with diverse teams
  • You have a genuine interest in the role of compliance assurance and recognise the value of compliance being a competitive advantage in a business like Monzo
  • You're excited about the future of banking and want to work with us to shape it
  • Making sure teams at Monzo understand the compliance and conduct risks in their area through delivery of the Compliance Assurance Plan
  • Conducting assurance reviews of key regulations, processes and controls, providing stakeholders with tangible feedback to further strengthen Monzo's control environment
  • Providing support to other Compliance Assurance Managers / Analysts
  • Challenging policies and procedures to ensure that we're providing good customer outcomes and meeting regulatory requirements
  • Providing subject matter expertise to strengthen the Risk and Compliance function and to support Monzo in growing safely
  • Supporting Compliance team activities, including the compliance risk assessment, maintenance of the Compliance Assurance methodology and annual planning
  • Delivering reports and compliance assurance management information in a range of formats to audiences across the business
  • Tracking actions stemming from compliance reviews and validating closure
  • Helping instil a proactive, positive culture towards regulation and legislation across the company
  • Creating and delivering regulatory compliance training
  • Exploring new ways to streamline, automate and enhance Monzo's approach to compliance
  • Delivering continuous improvement to the function and helping to create a 'centre of excellence'

1,001-5,000 employees

Digital-only bank platform & marketplace
Company Overview
Monzo’s mission is to make money work for everyone by solving customers' problems, treating them fairly and being totally transparent.. The company has created an app with budgeting tools where you can spend, manage, and save your money, from your phone, fee-free.
  • Competitive salary
  • Flexible working hours
  • Work from home
  • Stock options
  • 32 days of paid vacation and public holidays per year
  • Health insurance
  • EAP
  • Learning budget
  • Home office stipend
  • Paid parental leave