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Full-Time

Senior Compliance Advisory Manager

Posted on 6/28/2024

Tandem Bank

Tandem Bank

51-200 employees

Offers sustainable financial services and green mortgages

Fintech

Compensation Overview

$60k - $85kAnnually

+ Discretionary Bonus

Senior, Expert

Cardiff, UK

Category
Risk & Compliance
Legal & Compliance
Required Skills
Communications
Requirements
  • Deep compliance and conduct experience in retail banking environment/consultancy or regulators
  • Ability to work well under pressure and prioritize work
  • Experience advising senior stakeholders on FCA regulatory matters
  • Excellent working knowledge of Mortgages, Consumer Credit, Complaints, Senior Managers & Certification Regime, Systems & Controls, and Consumer Duty
  • Strong focus on consumer outcomes
  • Excellent attention to detail
  • Strong communication skills
  • Ability to appropriately challenge information
  • Experience working at a digital bank is an advantage
  • Related compliance qualification such as CeMAP, ICA diploma in Governance, Risk & Compliance or equivalents an advantage
Responsibilities
  • Deputising for the Head of Compliance
  • Leading and oversighting the compliance advisory team
  • Developing a strong presence and partnership model across the bank
  • Regulatory horizon scanning
  • Providing advice on regulation/regulatory change to the business
  • Supporting product & proposition governance
  • Compliance sign-off of financial promotions, customer communications, and training materials
  • Supporting the Senior Managers and Certification Regime
  • Engaging with the regulator
  • Supporting the development of policies and training
  • Identifying, investigating, and resolving compliance issues
  • Collating and analyzing relevant MI
  • Presenting and participating at forums/committees

Tandem Bank specializes in eco-friendly banking solutions, making it an ideal workplace for those passionate about sustainability. The bank’s focus on green mortgages and home improvement loans using cutting-edge technology not only simplifies financial management for its customers but also fosters a culture of environmental responsibility among its employees. This approach positions Tandem Bank as a leader in sustainable finance, offering a unique and impactful working experience for its team.

Company Stage

Seed

Total Funding

$220.2M

Headquarters

Blackpool, United Kingdom

Founded

2013

Growth & Insights
Headcount

6 month growth

0%

1 year growth

-3%

2 year growth

-5%