AML Investigations Manager
Posted on 3/7/2023
Remote • Chicago, IL, USA • Lake Mary, FL, USA • Denver, CO...
Experience Level
  • Bachelor's Degree
  • 7+ years working at a broker-dealer, MSB, or other financial institution in an AML operations role, or related consulting experience for a financial services firm
  • Subject matter knowledge of BSA requirements, regulatory expectations, and industry leading practices
  • Strong AML operations background and experience conducting a diverse range of investigations, including drafting SARs
  • Experience developing policies, procedures, and training materials
  • Strong written and verbal communication, analytical skills, project management ability, and strong attention to detail
  • Strong data analysis skills including the ability to analyze complex data sets for investigative purposes
  • Ability to effectively manage several priorities and adapt to a changing environment
  • Strong interpersonal skills to develop strong working relationships
  • Resourceful, self-starter who will thrive in fast paced, entrepreneurial environment
  • We're looking for more growth-minded and collaborative people to be a part of our journey in democratizing finance for all. If you're ready to give 100% in helping us achieve our mission-we'd love to have you apply even if you feel unsure about whether you meet every single requirement in this posting. At Robinhood, we're looking for people invigorated by our mission, values, and drive to change the world, not just those who simply check off all the boxes
  • Robinhood promotes diversity and provides equal opportunity for all applicants and employees. We are dedicated to building a company that represents a variety of backgrounds, perspectives, and skills. We believe that the more inclusive we are, the better our work (and work environment) will be for everyone. Additionally, Robinhood provides reasonable accommodations for candidates on request and respects applicants' privacy rights. To review Robinhood's Privacy Policy please visitRobinhood - US Applicant Privacy Policy. If you are an an applicant located in the UK or EEA, please visit the Robinhood UK/EEA Applicant Privacy Policy
  • Clickhere to learn more about Robinhood's Benefits
  • Oversee AML Investigators including day-to-day production, quality, training, and professional development
  • Assist and mentor investigators conducting complex AML and Fraud investigations
  • Conduct Quality Assurance (QA) on cases, including SAR filings
  • Conduct, review, and evaluate investigations and findings using your FinCrimes subject-matter expertise
  • Assist in developing and improving investigations-related procedures, desktop aids, and guidance material
  • Respond to requests from Robinhood's Legal Department and Law Enforcement
  • Lead various internal and cross-functional operational improvement initiatives
Desired Qualifications
  • ACAMs Certified
  • Experience with Actimize
  • Experience working with FINRA and other regulators
  • Experience in an AML compliance role in the payments space

1,001-5,000 employees

Zero commission stock & crypto trading
Company Overview
Robinhood’s mission is to democratize finance for all. The company believes that everyone should have access to the financial markets, and Robinhood was built to make investing friendly, approachable, and understandable for newcomers and experts alike.
  • Well-being - Premium medical, dental, and vision insurance
  • Family & home life - Parental leave, personal prosperity benefits
  • Comfort & care - Flexible work from home / office balance, health & wellness stipend
  • Office life - Catered meals and fully stocked kitchen, commuter benefits
  • Growth - Education and training, community events, career mentorships
Company Core Values
  • Safety First - Robinhood is a safety-first company
  • Participation is Power - At Robinhood, the rich don’t get a better deal
  • Radical Customer Focus - We exist to make our customers happy
  • First-Principles Thinking - We make bold bets and challenge the status quo