Full-Time

Legal and Compliance Officer

LA Remote

Confirmed live in the last 24 hours

Prelim

11-50 employees

No-code platform automating banking customer journeys

Fintech

Mid, Senior

Remote in USA

Required Skills

Product Design

Requirements

J.D. Degree
Experience working with large enterprise or institutional customers
Strong knowledge of how financial products and services work
Ability to think on your feet, and solve problems during calls with stakeholders
Enjoy writing, researching, and advising teams

Responsibilities

Establish policies and procedures to meet regulatory requirements
Discuss with various stakeholders how our product solves for their needs and provide recommendations
Master how to use our internal tools to be able to deploy out-of-the-box as well as tailored solutions
Collaborate with customers, understand their problems, and advise customers on how to successfully implement our product from a compliance view
Participate in weekly calls with product, design, engineering, and customer success teams to provide legal/compliance updates, answer questions, and ask questions to help our team continue to build and deliver on our mission to help financial institutions

About Prelim

Prelim is a fast-growing, San Francisco based startup with team members working remotely throughout the country that’s transforming how banks onboard customers. If you’re excited to shape the future of banking, we encourage you to apply. We seek driven, ambitious people excited to make an impact through innovation.

Why we’re looking for you

With enormous growth and sales consistently beating quotas, we need our first Legal and Compliance Officer to help build and scale all aspects of the legal and compliance function. Our product is at the intersection of banking and finance and this role will help advise our internal teams and customers on risk management as well as legal and regulatory requirements.

What you’ll do

No two days will be the same. You’ll work on project teams, directly engage with financial institutions to understand needs, answer questions, and advise on product development. As an early member of the the team, you’ll also help design and write policies and procedure to make our sales, product, and implementation team even more successful.

You will be required to be an expert in regulations and laws impacting community, regional and national banks and financial institutions.

Who you’ll work with

You’ll work hand-in-hand with our various teams across departments with teammates who are customer-focused and love collaborating to shape the future of banking. If you share our passion for innovation through technology, we can’t wait to hear from you!

In this role you’ll

Establish policies and procedures to meet regulatory requirements
Discuss with various stakeholders how our product solves for their needs and provide recommendations
Master how to use our internal tools to be able to deploy out-of-the-box as well as tailored solutions
Collaborate with customers, understand their problems, and advise customers on how to successfully implement our product from a compliance view
Participate in weekly calls with product, design, engineering, and customer success teams to provide legal/compliance updates, answer questions, and ask questions to help our team continue to build and deliver on our mission to help financial institutions

The skillset you bring

J.D. Degree
Experience working with large enterprise or institutional customers
Strong knowledge of how financial products and services work
Ability to think on your feet, and solve problems during calls with stakeholders
Enjoy writing, researching, and advising teams

Prelim

View

Website

View Company Profile

Prelim offers a white-labeled, no-code platform that automates the business customer journey for top U.S. Banks, enabling digitization of processes from onboarding to servicing. The platform leverages digital automation to provide a first-class customer experience and works seamlessly on any device, utilizing technologies such as white-labeling, no-code development, digital automation, and cross-device compatibility.

Company Stage

Seed

Total Funding

$5.7M

Headquarters

San Francisco, California

Founded

2017

Growth & Insights

Headcount

6 month growth

↑ 26%

1 year growth

↑ 50%

2 year growth

↑ 94%