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Senior Auditor - Securities & Trading
Posted on 4/19/2022
INACTIVE
Locations
Chicago, IL, USA
Experience Level
Entry
Junior
Mid
Senior
Expert
Desired Skills
R
Research
SQL
Python
Requirements
  • 7+ years of professional experience in an audit related-role within a regulated financial services environment
  • Experience across one or more of: auditing trading and securities processes, including equity, debt securities and derivatives
  • Experience working in a fast-paced environment with a focus on execution is desirable
  • ACA, CFA, FRM desirable
  • Knowledge of relevant European and UK regulations and frameworks
  • You are a data evangelist and proficient in both working with and interpreting data - ideally with practical experience with one of the following: SQL, SAS, Python or R
  • Knowledge of IIA standards
  • Desire and drive to learn, grow and have impact quickly as part of an expanding team
  • Strong critical thinking and problem-solving skills
  • Strong interpersonal communication skills
Responsibilities
  • Work closely with the Global Head of Internal Audit to develop and execute audit reviews in accordance with the internal audit policies, procedures, methodologies, regulatory requirements and the Standards for the Professional Practice of Internal Auditing
  • Performing audit reviews that focus on assessing trading and securities processes, including equity, debt securities and derivatives. The reviews will also consider whether the activities performed by Revolut are in line with licensing requirements and regulatory expectations
  • Proactively seek ways to make the best use of data as part of our audit process including to inform our understanding of risks, test controls and provide relevant insights to the business
  • Provide input and assist in the identification of relevant risks and regulatory requirements for incorporation as part of our audit scope and work programs
  • Interact with staff across all seniority levels to obtain an understanding of relevant risks, controls and processes
  • Scope, execute and deliver audit reviews independently, highlighting deficiencies and underlying root causes; provide recommendations to mitigate/address deficiencies while adding value to Revolut
  • Conduct research and successfully complete assigned training requirements necessary to maintain and build on your expertise knowledge
  • Conduct follow-up reviews of deficiencies noted during audit reviews
  • Monitor audit progress (against expected timelines, scope etc) and project manage to completion, escalating where required in a timely manner
Revolut

1,001-5,000 employees

Financial technology
Company mission
Revolut's mission is to help their customers improve their financial health, empower them to have more control, and promote financial cohesion across the communities in which they operate.
Benefits
  • You’ll get to work in one of the hottest and fastest growing tech startups in the world right now
  • We’ll arm you with all of the latest tech equipment
  • Competitive salary
  • Competitive 401(k) plan
  • Competitive vacation policy
  • Flexible work hours
Company Values
  • Think deeper
  • Never settle
  • Think deeper
  • Get it done
  • Deliver wow