Full-Time

Senior Compliance Analyst

Confirmed live in the last 24 hours

MicroVentures

MicroVentures

51-200 employees

Equity crowdfunding platform for startups

Fintech
Social Impact

Senior

Austin, TX, USA

Hybrid position based in Austin, TX.

Category
Risk & Compliance
Legal & Compliance
Requirements
  • A strong educational background, including an undergraduate degree and at least 5 years of relevant experience
  • FINRA Series 7, 63, and 24 licenses
  • Excellent analytical skills, strong organizational, written, verbal skills
  • Working knowledge of federal securities regulations, e.g., the Securities Act of 1933, Investment Advisors Act of 1940, Investment Company Act of 1940, Regulation D, Regulation CF, and Regulation A+
  • Knowledge of the private placement and crowdfunding business, including the capital raise process, products, due diligence, compliance, and administration
  • Service-oriented with the ability to seek logical, equitable, and compliant solutions in a collaborative, professional, and proactive manner
  • Detail-oriented and focused on producing accurate and high-quality results
  • Demonstrated ability to work effectively and cross-functionally within a small startup organization and with employees at all levels
  • Ability to, prioritize, multi-task, meet or exceed deadlines, and maintain flexibility in fast-paced, changing environment
  • Able to perform both collaboratively and with minimal supervision
Responsibilities
  • Analysis, review, and approval of content, including materials developed in conjunction with the due diligence process for private placement securities offerings, to ensure adherence to applicable compliance regulations for both issuers and the broker dealer
  • Investment and electronic communication surveillance, collaboration with compliance team to investigate and resolve or escalate issues
  • Analysis and review of documentation such as trust agreements, articles of organization, investment offering materials, and accreditation verification documentation
  • Assist the compliance team with developing, testing, and maintaining policies and procedures that are adequately designed to prevent, detect, and correct any compliance deficiencies
  • Work independently, and/or with others, to complete compliance-related projects, reviews, and other tasks as assigned

MicroVentures operates an equity crowdfunding platform that allows both accredited and non-accredited investors to invest in high-growth startups and private market opportunities. The platform simplifies the investment process by providing access to early-stage investment opportunities that were once limited to venture capitalists and institutional investors. MicroVentures generates revenue through a dual-fee structure, where investors pay a fee based on their investment amount, and companies pay a fee to list their fundraising campaigns. Additionally, the company offers educational resources to help investors understand the risks and make informed decisions about equity crowdfunding. This focus on accessibility and education sets MicroVentures apart from its competitors in the fintech market.

Company Stage

N/A

Total Funding

$3.2M

Headquarters

Austin, Texas

Founded

2009

Simplify Jobs

Simplify's Take

What believers are saying

  • Growing interest in equity crowdfunding boosts MicroVentures' potential investor base.
  • MicroVentures' fintech platform streamlines investment processes, appealing to tech-savvy investors.
  • Increased demand for early-stage investments aligns with MicroVentures' focus on high-growth startups.

What critics are saying

  • Rising competition from new crowdfunding platforms may divert investors from MicroVentures.
  • Investor interest may shift towards innovative sectors like 3D printing and biotechnology.
  • Fractional trading platforms offer flexible options, challenging MicroVentures' traditional model.

What makes MicroVentures unique

  • MicroVentures connects both accredited and non-accredited investors with early-stage startups.
  • The platform offers a dual-fee structure, generating revenue from both investors and companies.
  • MicroVentures provides educational resources to help investors understand equity crowdfunding risks.

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