Full-Time
Compliance Analyst
Posted on 5/2/2024
Proprietary trading firm specializing in low-latency execution
Junior
Chicago, IL, USA
- At least 1-3 years of trading Compliance experience dealing with regulators/trading venues
- A Bachelor’s degree
- Knowledge of US regulation and its application to Broker Dealers (e.g. SEC Rules, Reg M, etc.)
- Understanding of market making, derivatives, and equity security trading cycles and market structure
- Experience in the creation, development, and implementation of compliance policies and procedures for new initiatives
- Experience with interpreting and summarizing legislative texts
- Articulate communicator, able to communicate effectively to all levels of the organization
- Ability to work independently and escalate issues when required
- Good organizational skills with the ability to manage multiple projects
- Work with the US Compliance Officer to develop and maintain the Compliance framework for the US Broker Dealer entity
- Review the Compliance Monitoring Plan and controls, report findings, and provide recommendations
- Review impending or proposed legislation and implement changes
- Assist with responses to inquiries from regulators and trading venues
- Review alerts generated by monitoring systems and advise on changes to reports
- Prepare and submit regulatory filings for the US businesses
- Provide advice to the business on regulatory matters
- Develop and implement compliance policies and procedures
- Interpret and summarize legislative texts
- Communicate effectively to all levels of the organization
- Manage multiple projects with competing deadlines
Maven Securities is a proprietary trading firm which utilizes cutting-edge technology such as C++, Python, C#, and FPGAs to architect low-latency trading systems and sophisticated web interfaces. The company’s focus on leveraging advancements in machine learning, computational processing, and network capabilities particularly positions it as a leader in deploying innovative trading strategies across various global markets. Its commitment to continuous technological progression makes it an appealing environment for professionals eager to engage in dynamic and technologically advanced trading operations.
Company Stage
N/A
Total Funding
N/A
Headquarters
null, United Kingdom
Founded
2011
6 month growth
↓ -7%1 year growth
↑ 0%2 year growth
↑ 16%Benefits
401K Scheme
25 Days Annual Leave plus public holidays
Healthcare, Dental & Vision
Employee Volunteering Opportunities
Annual Discretionary Bonus