Full-Time

Compliance Officer I

Carta

Carta

1,001-5,000 employees

Cap-table management platform

Data & Analytics
Consulting
Crypto & Web3
Financial Services

$113,050 - $133,000

Junior, Mid, Senior

San Francisco, CA, USA + 1 more

Required Skills
Sales
Communications
Marketing
Responsibilities
  • Conduct multi-faceted KYC AML reviews and investigations
  • Perform Politically Exposed Person (PEP), Adverse Media, and Sanction List screening
  • Ensure Due Diligence policies are being followed
  • Manage client relationships from point of sales handoff through report delivery
  • Participate in projects to improve processes and address regulatory/audit requests
  • Manage an assigned queue of diverse AML evaluations with time-sensitive implications

Carta is on a mission to create more owners. With over 23,000 companies, more than one million investors, law firms, and employees on their platform, and a commitment to transparency and equality in equity—they're breaking the mold of how capital markets operate.

Company Stage

Series G

Total Funding

$1.1B

Headquarters

San Francisco, California

Founded

2012

Growth & Insights
Headcount

6 month growth

-2%

1 year growth

0%

2 year growth

12%

Benefits

Free lunch and snacks

Equity

Employee liquidity every 12-18 months

INACTIVE