Full-Time

Compliance Analyst

Confirmed live in the last 24 hours

Manulife Financial

Manulife Financial

10,001+ employees

Provides insurance, investment, and retirement solutions

Data & Analytics
Financial Services

Mid

London, UK

This is a hybrid position.

Category
Asset Management
Finance & Banking
Requirements
  • 3 years of relevant industry experience, depending on background
  • Educated to degree level with a strong academic background
  • Legal background an advantage
  • IMC, Diploma in Investment Compliance or equivalent an advantage, or willing to obtain
  • Understanding of FCA, Irish and Luxembourg UCITS and UK MIFID rules and regulations
Responsibilities
  • Pre-trade guideline monitoring and Post Trade escalation review & response
  • Implement and maintain compliance coding and rules built within the order management system (OMS)
  • Eligible Investments Advisory
  • Periodic reviews and testing (ie. Market Abuse, Order Allocation, E-comm surveillance and other testing processes)
  • Participate in account onboarding process – review, interpretation, and construction of investment guidelines, regulatory requirements, and other compliance rules into our internal trading system
  • Code of Ethics Advisory
  • Breach management advisory and support of resolution groups
  • Assisting with the production of regular compliance internal and external reporting
  • Supporting general compliance administration and ongoing BAU activity, e.g. regular scheduled tasks
  • Assisting in the production of board and operating committee reports as necessary
  • Supporting key Compliance projects and business initiatives
  • Supporting the development and implementation of EMEA compliance monitoring programme working with colleagues on ad-hoc Compliance monitoring reviews covering a broad range of topics as required
  • Assisting in the review and updating of Compliance policies, procedures, and communications to the business

Manulife provides a variety of financial services, including life and health insurance, wealth management, and retirement solutions. Their products help individuals, businesses, and institutions manage financial risks and grow their wealth. Manulife generates revenue through premiums from policyholders, fees for managing assets, and investment income. The company uses advanced analytics and technology to offer personalized services, setting it apart from competitors. Manulife's goal is to assist customers in achieving their financial dreams and aspirations while fostering a supportive work environment for its employees.

Company Stage

IPO

Total Funding

N/A

Headquarters

Toronto, Canada

Founded

N/A

Simplify Jobs

Simplify's Take

What believers are saying

  • Manulife's strong financial performance, as evidenced by a 6% increase in core earnings, indicates robust growth potential and stability for employees.
  • The company's focus on innovation and technology, such as the rollout of GenAI, provides opportunities for employees to work on cutting-edge projects.
  • Manulife's global reach and diverse client base offer employees exposure to international markets and varied professional experiences.

What critics are saying

  • The financial services industry is highly competitive, with potential threats from both traditional and fintech companies that could impact Manulife's market share.
  • Regulatory changes across different regions could pose compliance challenges and affect Manulife's operations.

What makes Manulife Financial unique

  • Manulife's integration of GenAI in contact centers showcases its commitment to leveraging advanced technology for enhanced customer service, setting it apart from traditional financial service providers.
  • The company's global presence across North America, Asia, and Europe allows it to tap into diverse markets, providing a competitive edge over regional players.
  • Manulife's comprehensive suite of services, including insurance, wealth management, and retirement solutions, offers a one-stop-shop for clients, unlike competitors who may specialize in only one area.

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