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Full-Time

Senior Associate

Regulatory Compliance

Confirmed live in the last 24 hours

Gemini

Gemini

501-1,000 employees

Cryptocurrency exchange and secure wallet services

Fintech
Crypto & Web3

Senior, Expert

London, UK

Category
Risk & Compliance
Legal & Compliance
Required Skills
Communications
Management
Customer Service
Requirements
  • 5-7+ years experience within the financial services industry and in particular, operating within a compliance lead role.
  • In house or external regulatory consultancy experience within a payments/e-money environment is essential.
  • Operational knowledge and understanding of running a robust compliance programme, with hands-on knowledge and an understanding of regulatory requirements in the UK - as guided by the Head of Compliance.
  • Experience of effective communication and management of multiple stakeholders is essential, both internal such as senior management, as well as third-party stakeholders.
  • Ability to build collaborative working relations with peers, colleagues and with remote based teams with individuals at all levels of the organization.
Responsibilities
  • Work closely with the Head of RC to advise and to guide the business on regulatory compliance matters, including sharing of best practices and regulatory expectations.
  • Support the Head of RC with preparation of documents required to respond to FCA supervisory requests.
  • Support the Head of RC with information gathering for preparation of internal and external compliance reporting, including the development of accurate and timely Management Information.
  • Support with the identification, evaluation, monitoring, and mitigation of Compliance risks, following Gemini’s Compliance Risk Assessment (CRA) and Compliance Monitoring Programme (CMP).
  • Keep the annual training schedule under review and support the Head of RC in the preparation and delivery of annual training across the business in accordance with the schedule.
  • Prepare training materials in conjunction with the Head of RC.
  • Maintain the compliance policies and procedures review schedule and working with the business function leads to ensuring that all compliance policies are reviewed and updated in a timely manner - at least on an annual basis.
  • Help identify potential areas of compliance vulnerability and develop/implement pragmatic corrective action plans.
  • Work with the Head of RC to monitor and assess the impact of regulatory developments and changes on Gemini UK, including advising on the appropriate actions and solutions to ensure compliance and mitigate risks; support strategic planning.
  • Work cross-functionally (such as Product, Development, Customer Service) to ensure the continued effectiveness of our internal risk controls and support the first-line to identify emerging risk areas in order to ensure timely and proactive management.
  • Support with the timely implementation of recommendations made by internal/external auditors and external regulators.
  • Maintain and develop positive and professional working relationships with business unit leads across the Gemini Group.

Gemini is a cryptocurrency exchange, wallet, and custodian that allows individuals and institutions to buy, sell, and store digital assets like Bitcoin and Ether. The platform offers a user-friendly experience with secure trading, a wallet for storage, and custodial services for large holdings, along with a feature called "Gemini Earn" for earning interest on cryptocurrencies. Gemini stands out from competitors due to its strong emphasis on security, compliance, and trust, ensuring that users' assets and personal information are well protected. The company's goal is to provide a safe and straightforward experience for clients in the rapidly evolving cryptocurrency market.

Company Stage

Series A

Total Funding

$403.3M

Headquarters

New York City, New York

Founded

2015

Growth & Insights
Headcount

6 month growth

4%

1 year growth

10%

2 year growth

6%
Simplify Jobs

Simplify's Take

What believers are saying

  • Gemini's five-year sponsorship deal with Real Bedford Football Club showcases its commitment to community engagement and innovative use of Bitcoin.
  • The successful recovery of $2.18 billion for Gemini Earn users demonstrates the company's dedication to resolving issues and protecting customer interests.
  • Gemini's robust security measures and regulatory compliance build trust, making it a reliable platform for both new and experienced cryptocurrency investors.

What critics are saying

  • The legal challenges and settlements, such as the one with the New York Attorney General, highlight potential regulatory risks and operational vulnerabilities.
  • The competitive nature of the cryptocurrency market means Gemini must continuously innovate to maintain its market position.

What makes Gemini unique

  • Gemini's strong emphasis on regulatory compliance and security sets it apart in the cryptocurrency space, where many competitors operate with less oversight.
  • The integration of features like 'Gemini Earn' allows users to earn interest on their holdings, providing added value beyond simple trading and storage.
  • Gemini's multi-faceted approach, including exchange, wallet, and custodial services, offers a comprehensive solution for both individual and institutional clients.

Benefits

Flexible vacation policy

Retirement plan matching

Generous parental leave

Comprehensive health plans

Competitive compensation

Training and development

Health and wellness perks

Community events