Full-Time

Senior Associate

Regulatory Compliance

Posted on 8/19/2024

Gemini

Gemini

1,001-5,000 employees

Cryptocurrency exchange, wallet, and custodian

Fintech
Crypto & Web3

Senior

London, UK

Job is based in London, England.

Category
Risk & Compliance
Legal & Compliance
Requirements
  • 5-7+ years experience within the financial services industry and in particular, operating within a compliance lead role.
  • In house or external regulatory consultancy experience within a payments/e-money environment is essential.
  • Operational knowledge and understanding of running a robust compliance programme, with hands-on knowledge and an understanding of regulatory requirements in the UK - as guided by the Head of Compliance.
  • Experience of effective communication and management of multiple stakeholders is essential, both internal such as senior management, as well as third-party stakeholders.
  • Ability to build collaborative working relations with peers, colleagues and with remote based teams with individuals at all levels of the organization.
  • Regulatory compliance qualifications such as CISI or ICA diploma.
Responsibilities
  • Work closely with the Head of RC to advise and to guide the business on regulatory compliance matters, including sharing of best practices and regulatory expectations.
  • Support the Head of RC with preparation of documents required to respond to FCA supervisory requests.
  • Support the Head of RC with information gathering for preparation of internal and external compliance reporting, including the development of accurate and timely Management Information.
  • Support with the identification, evaluation, monitoring, and mitigation of Compliance risks, following Gemini’s Compliance Risk Assessment (CRA) and Compliance Monitoring Programme (CMP).
  • Keep the annual training schedule under review and support the Head of RC in the preparation and delivery of annual training across the business in accordance with the schedule.
  • Prepare training materials in conjunction with the Head of RC.
  • Maintain the compliance policies and procedures review schedule and working with the business function leads to ensuring that all compliance policies are reviewed and updated in a timely manner - at least on an annual basis.
  • Help identify potential areas of compliance vulnerability and develop/implement pragmatic corrective action plans.
  • Work with the Head of RC to monitor and assess the impact of regulatory developments and changes on Gemini UK, including advising on the appropriate actions and solutions to ensure compliance and mitigate risks; support strategic planning.
  • Work cross-functionally (such as Product, Development, Customer Service) to ensure the continued effectiveness of our internal risk controls and support the first-line to identify emerging risk areas in order to ensure timely and proactive management.
  • Support with the timely implementation of recommendations made by internal/external auditors and external regulators.
  • Maintain and develop positive and professional working relationships with business unit leads across the Gemini Group.

Gemini is a cryptocurrency exchange, wallet, and custodian that allows individuals and institutions to buy, sell, and store digital assets like Bitcoin and Ether securely. The platform features a user-friendly interface for trading, a secure wallet for storage, and custodial services for large holdings, along with the 'Gemini Earn' feature for earning interest on assets. Gemini stands out from competitors due to its strong focus on security, compliance, and regulatory standards, which helps build trust with users. The company's goal is to protect clients' assets while providing a seamless experience in the cryptocurrency market.

Company Stage

Debt Financing

Total Funding

$389.1M

Headquarters

New York City, New York

Founded

2015

Growth & Insights
Headcount

6 month growth

0%

1 year growth

-2%

2 year growth

-3%
Simplify Jobs

Simplify's Take

What believers are saying

  • Gemini's expansion into France taps into a growing crypto market.
  • The rise of tokenized assets offers Gemini new listing opportunities.
  • Increased interest in DeFi services expands Gemini's product offerings.

What critics are saying

  • Gemini's recent data breach may undermine customer trust.
  • The $5M CFTC penalty could impact Gemini's reputation and finances.
  • Banking challenges may limit Gemini's operational capabilities.

What makes Gemini unique

  • Gemini is a regulated cryptocurrency exchange prioritizing security and compliance.
  • Founded by the Winklevoss twins, Gemini emphasizes trust in the crypto market.
  • Gemini offers a unique 'Gemini Earn' feature for earning interest on crypto holdings.

Help us improve and share your feedback! Did you find this helpful?

Benefits

Flexible vacation policy

Retirement plan matching

Generous parental leave

Comprehensive health plans

Competitive compensation

Training and development

Health and wellness perks

Community events

INACTIVE