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Power Compliance Officer
Confirmed live in the last 24 hours
Chicago, IL, USA
Experience Level
Desired Skills
  • Assist in the development, implementation and monitoring of compliance policies, procedures and internal controls that comply with all relevant standards of market conduct
  • Assist with monitoring of trade execution; provide compliance oversight of the trade execution function
  • Address day-to-day compliance-related questions regarding trades, trading strategies, the application of technology to trading methodologies, pricing and valuation, and back-office operations
  • Monitor and report on the effectiveness of policies and procedures of department; recommend and implement enhancements and changes as needed
  • Conduct surveillance reviews and trade desk audits
  • Liaise with designated contact markets and regulatory agencies
  • Manage regulatory reporting requirements and special compliance projects such as due diligence reviews or new product initiatives
  • Track relevant regulatory and trading developments and provide impact assessments
  • Assist in the ongoing enhancement and implementation of compliance training programs
  • 10+ years of power markets compliance experience required
  • Must have strong knowledge of financial transmission rights, virtual transactions and physical power
  • Working knowledge of CFTC, FERC and ISO tariffs, statutes, rules, and orders is required
  • Understanding of EU and UK REMIT reporting requirements desirable
  • Experience at an RTO, regulator or trading firm preferred
  • Ability to effectively communicate at all levels within the organization
  • Must have strong business acumen and the analytical and problem-solving skills necessary to identify trends and root issues, and to recommend solutions that support the company's business objectives
  • Must have strong organizational and presentation skills and a professional demeanor
  • Must have excellent written and verbal communication skills
  • Bachelor's degree required

1,001-5,000 employees

Proprietary trading firm
Company Overview
DRW's mission is to build revolutionary finance. The company is doing this by building a system that applies modeling, technology and quantitative research to identify opportunities in the global financial markets.
  • Daily catered breakfast & lunch
  • Massages
  • Social events
  • Gym subsidy
  • Flexible work arrangements
  • Monthly tastings
  • Game room
  • On-site yoga classes and meditation
  • Employee led affinity groups
  • Mentor/mentee outings
  • Trivia nights
  • Educational opportunities
  • DRW-sponsored sports teams
  • Poker tournament
  • Private mother's suite
Company Core Values
  • Integrity - In order to collaborate thoughtfully and build strong relationships, we value transparency and hold ourselves and our people accountable.
  • Critical thought - We like solving problems and discussing technical and research topics. We question what we think we know.
  • Learning - Continual growth and exploration, both formally and in our day-to-day interactions, helps build our skills individually and as a team.
  • Challenge consensus - We achieve the highest standard of success by challenging our decision making every day. Our formula? Strong opinions, loosely held.
  • Preparation - Always be prepared for the expected and the unexpected. We adapt as the markets evolve, and in-depth research helps us do that.
  • Respect - Our work environment is diverse, and that diversity makes us stronger. We collaborate thoughtfully, and hold each other in high regard.
  • Sense of urgency - In a fast-paced industry, we adapt and are always ready to act. Priorities shift, objectives evolve and we move quickly to adjust.