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Oppenheimer expands Municipal Capital Markets platform with three Managing Director hires. Rhea-AI Impact Rhea-AI Sentiment (Very Positive) Rhea-AI summary. Oppenheimer (NYSE: OPY) on March 31, 2026 announced three managing director hires to expand its municipal capital markets platform. The additions - Matt Davis, Lauren Carter, and Brendan Shanahan - bolster underwriting, sales and trading across competitive and negotiated municipal transactions. The hires aim to strengthen Public Finance capabilities amid rising infrastructure demand and withdrawals by other market participants, supporting issuers and institutional and individual investors. Positive. * 3 managing directors hired on March 31, 2026 to expand municipal platform * Matt Davis brings nearly 30 years of fixed income experience * Lauren Carter has underwritten financings ranging from $25M to $500M Negative. Key figures. Fixed income experience: 30 years Municipal experience: 25 years Institutional trading experience: more than three decades +2 more Market reality check. Price: $87.56 Vol: Volume 27,596 is 0.62x th... Peers on argus. Sector peers show mixed moves, with names like HIVE (-5.41%), BTBT (-5.6%) and S... Historical context. 5 past events · Latest: Mar 24 (Positive) Pattern 5 events Market pulse summary. This announcement continues OPY's recent strategy of reinforcing core capital markets capabilities,... Key terms. municipal bonds AI-generated analysis. Not financial advice. 03/31/2026 - 09:00 AM Additions coincide with growing infrastructure demand, a retreat by longtime market participants, and continued momentum in the firm's Public Finance business NEW YORK, March 31, 2026 /PRNewswire/ - Oppenheimer & Co. Inc. (Oppenheimer), a leading investment bank, wealth manager, and subsidiary of Oppenheimer Holdings Inc. (NYSE: OPY), today announced the hiring of three Managing Directors: Matt Davis, Head of Competitive Municipal Underwriting; Lauren Carter, Competitive Municipal Underwriting; and Brendan Shanahan, Municipal Trading. The three hires significantly expand the firm's municipal underwriting, sales and trading capabilities and build on the strong momentum of Oppenheimer's broader Public Finance Team, led by Managing Director Beth Coolidge. They also come as infrastructure needs across the country continue to grow and as several institutions retreat from the municipal market. With these additions, Oppenheimer is further strengthening a municipal platform designed to serve issuing and investing clients across underwriting, trading, and capital markets with consistency and scale. This continued investment will help support issuers seeking reliable capital partners, connect investors with attractive municipal opportunities, and help finance the infrastructure that benefits American communities. "Oppenheimer has been active in municipal bonds for decades, and we know this is a market where relationships, experience, consistency of presence, and execution matter," said Peter Albano, Global Head of Fixed Income at Oppenheimer. "By expanding our capabilities, we are better positioned to meet the needs of issuers navigating a demanding environment and investors looking for thoughtful access to municipal opportunities. We believe this is the right time to deepen our commitment to a market that remains essential to communities across the country and a cornerstone of our product offering to individual and institutional investors." Davis brings nearly 30 years of fixed income experience, recently serving as Head of Municipal Trading and Underwriting at Janney Montgomery Scott. He has led competitive and negotiated underwriting businesses, overseen institutional trading teams, and managed significant taxable and tax-exempt inventories with a disciplined focus on risk management and execution. He will report to Albano. Carter, who will report to Davis, has nearly 25 years of municipal experience underwriting tax-exempt notes and bonds across both competitive and negotiated transactions. Recently, she was a Managing Director at Janney Montgomery Scott, where she assisted issuers on financings ranging from $25 million to $500 million. She has consistently ranked among the leading competitive underwriters nationally. Shanahan has more than three decades of institutional municipal trading experience, recently serving as Director of Municipal Bond Institutional Trading at Janney Montgomery Scott. Throughout his career, he has managed long-duration investment-grade municipal books, partnered closely with underwriting desks on new issues, and developed deep institutional client relationships. He will report to Mike Giliberto, Managing Director and Head of Municipal Trading. "These hires meaningfully expand our capabilities across both Public Finance and Municipal Capital Markets," said Robert Lowenthal, President and CEO of Oppenheimer. "We have been building this platform over several years, and adding professionals of this caliber strengthens our ability to support issuers and investors while further deepening our municipal market capabilities. Our growth strategy in these areas is disciplined but deliberate, focused on thoughtful expansion while maintaining strong execution and a sharp focus on clients." About Oppenheimer Holdings Inc. Oppenheimer Holdings Inc., through its Oppenheimer & Co. Inc. subsidiary and related entities, provides a full range of wealth management, securities brokerage and investment banking services to high-net-worth individuals, families, corporate executives, businesses and institutions. For more information, please visit oppenheimer.com. Media Contact: Michael Dugan Haven Tower Group LLC 424 317 4852 [email protected] SOURCE Oppenheimer & Co. Inc. Faq. Who are the three managing director hires at Oppenheimer (OPY) announced March 31, 2026? The hires are Matt Davis, Lauren Carter, and Brendan Shanahan. According to the company, each will expand municipal underwriting, sales, and trading capabilities within its Public Finance team. What roles will Matt Davis, Lauren Carter, and Brendan Shanahan fill at Oppenheimer (OPY)? Matt Davis will be Head of Competitive Municipal Underwriting; Lauren Carter will focus on Competitive Municipal Underwriting; Brendan Shanahan will join Municipal Trading. According to the company, reporting lines and responsibilities were specified. How do the March 31, 2026 hires affect oppenheimer's (OPY) municipal market capabilities? The hires expand underwriting, sales, and trading depth for municipal bonds. According to the company, this strengthens capacity to serve issuers and connect investors amid rising infrastructure demand. What experience do the new oppenheimer (OPY) hires bring to municipal capital markets? Collectively they bring multi-decade municipal underwriting and trading experience. According to the company, Davis and Carter have extensive underwriting backgrounds and Shanahan has three decades of institutional trading expertise. Why is oppenheimer (OPY) adding senior municipal bankers on March 31, 2026? Oppenheimer said the hires respond to growing infrastructure needs and a retreat by other market participants. According to the company, deeper presence aims to support issuers and investor access to municipal opportunities. Who will the new municipal trading hires report to within oppenheimer (OPY)? Matt Davis will report to Peter Albano, and Brendan Shanahan will report to Mike Giliberto. According to the company, Lauren Carter will report to Matt Davis in her competitive underwriting role.

Oppenheimer & Co. has hired three managing directors to expand its municipal capital markets platform: Matt Davis as Head of Competitive Municipal Underwriting, Lauren Carter in Competitive Municipal Underwriting, and Brendan Shanahan in Municipal Trading. The hires come as infrastructure demand grows and some institutions retreat from the municipal market. Davis brings nearly 30 years of fixed income experience, most recently as Head of Municipal Trading and Underwriting at Janney Montgomery Scott. Carter has 25 years of municipal experience and has ranked among leading competitive underwriters nationally. Shanahan has over three decades of institutional municipal trading experience. The expansion builds on momentum in Oppenheimer's Public Finance team and aims to strengthen the firm's municipal underwriting, sales and trading capabilities.

Oppenheimer appoints Chris DeFalco and John Hyland as Co-Heads of Equity Capital Markets. Rhea-AI Impact Rhea-AI Sentiment Rhea-AI summary. Oppenheimer (NYSE:OPY) named Chris DeFalco and John Hyland as Co-Heads of its Equity Capital Markets (ECM) investment banking group, effective March 24, 2026. Both will serve on the firm's Investment Banking Commitment Committee while Peter Bennett shifts to lead Corporate Executive Services to connect Investment Banking and Wealth Management. DeFalco has completed more than 285 equity and equity-linked offerings and led the firm's SPAC practice; Hyland has led over 200 equity offerings and joined Oppenheimer in 2021. Positive. * Experienced leadership: DeFalco >285 equity offerings as bookrunner or lead manager * Proven capacity: Hyland >200 equity offerings as bookrunner or lead manager * Combined deal pedigree: leadership team has advised on >485 equity transactions * Stronger client connectivity: Peter Bennett to lead Corporate Executive Services connecting IB and Wealth Negative. Key figures. ECM offerings completed: more than 285 offerings Equity offerings led: more than 200 offerings DeFalco tenure: since 2015 +2 more Market reality check. Price: $85.40 Vol: Volume 35,054 is below th... normal vol Peers on argus. OPY was up 2.28% pre-news while momentum data flagged TIGR down 1.17%. Other sec... Historical context. 5 past events · Latest: Mar 17 (Positive) Pattern 5 events Market pulse summary. This announcement underscores Oppenheimer's focus on expanding its Equity Capital Markets platform b... Key terms. equity capital markets, spac, ipos, bookrunner, +1 more AI-generated analysis. Not financial advice. 03/24/2026 - 06:00 AM Peter Bennett to Lead Corporate Executive Services Team NEW YORK, March 24, 2026 /PRNewswire/ - Oppenheimer & Co. Inc. (Oppenheimer), a leading investment bank, wealth manager, and subsidiary of Oppenheimer Holdings Inc., today announced that Managing Directors Chris DeFalco and John Hyland have been named Co-Heads of the firm's Equity Capital Markets Investment Banking group. In their new roles, they will jointly oversee the strategic direction, execution, and continued growth of Oppenheimer's leading equity capital markets platform, with a focus on deepening Oppenheimer's product expertise across its core industry verticals. Both will also serve on the firm's Investment Banking Commitment Committee. As part of the transition, Peter Bennett will move from his role as Head of Equity Capital Markets to lead Oppenheimer's Corporate Executive Services team. In that position, he will help strengthen connectivity between Investment Banking and Wealth Management, creating a more coordinated experience for the firm's clients. Bennett has been with Oppenheimer since 2019. "Chris and John have each earned the trust of clients and colleagues through years of disciplined execution and thoughtful leadership," said Robert Lowenthal, President and CEO of Oppenheimer and Co-Head of Investment Banking. "Together, they bring a powerful combination of sector depth, capital markets experience, and a collaborative approach that will help us extend the strength of our ECM franchise. Peter's move to Corporate Executive Services is equally important. It reflects our ongoing commitment to connecting our investment banking and wealth management capabilities in a way that creates a seamless experience for clients as they transition across teams when their needs evolve." DeFalco, who joined the firm in 2015, is a Consumer, Healthcare, and Technology growth ECM specialist who has completed more than 285 equity and equity-linked offerings as bookrunner or lead manager. He also led Oppenheimer's SPAC practice, advising growth companies and sponsors pursuing alternative paths to the public markets. DeFalco earned his undergraduate degree from Rutgers University. Hyland, who joined Oppenheimer in 2021, has been instrumental in expanding the firm's ECM franchise, particularly across IPOs in Consumer, Financial Institutions, Industrials, and Technology. He brings more than 20 years of capital markets experience, including more than 200 equity offerings in which he served as bookrunner or lead manager. Before joining the firm, Hyland worked at Bank of America, where he focused on equity capital markets transactions, and at Barclays, where he specialized in institutional equity sales. He holds an undergraduate degree from Washington and Lee University and an MBA from NYU's Stern School of Business. "We are proud to step into this role and continue the trajectory Peter and the team have built," DeFalco and Hyland said. "Our focus will be on delivering consistent execution, maintaining direct and ongoing dialogue with our clients, and expanding the breadth of what we can do for them. By working more closely across the firm, we can support corporate leaders not only at the transaction level but as long-term partners as their businesses grow and their priorities evolve." About Oppenheimer & Co. Inc. Oppenheimer & Co. Inc., a major subsidiary of Oppenheimer Holdings Inc. (NYSE: OPY), is a leading middle-market investment bank and full-service broker-dealer. The firm provides a broad range of investment banking, securities brokerage and wealth management services to corporations, institutions and high-net-worth individuals. Media Contact: Michael Dugan Haven Tower Group LLC 424 317 4852 [email protected] SOURCE Oppenheimer & Co. Inc. Faq. Who are the new Co-Heads of Equity Capital Markets at Oppenheimer (OPY) announced March 24, 2026? The new Co-Heads are Chris DeFalco and John Hyland. According to Oppenheimer, both will jointly oversee ECM strategy and serve on the firm's Investment Banking Commitment Committee. What experience do Chris DeFalco and John Hyland bring to Oppenheimer's ECM group (OPY)? DeFalco has completed over 285 equity and equity-linked offerings; Hyland has led over 200 equity offerings. According to Oppenheimer, both bring sector depth and capital markets execution experience. What role will Peter Bennett assume after the Oppenheimer (OPY) March 24, 2026 leadership change? Peter Bennett will lead Oppenheimer's Corporate Executive Services team. According to Oppenheimer, his role is to strengthen connectivity between Investment Banking and Wealth Management for client transitions. How will the Co-Head structure affect Oppenheimer's ECM strategy for shareholders of OPY? The firm says the Co-Head structure aims to deepen product expertise and expand ECM capabilities across industry verticals. According to Oppenheimer, the move focuses on consistent execution and broader client coverage. When did John Hyland join Oppenheimer and what is his background relevant to OPY's ECM? John Hyland joined Oppenheimer in 2021 and has over 20 years of capital markets experience. According to Oppenheimer, he previously worked at Bank of America and Barclays on equity capital markets and institutional sales. What specific practices has Chris DeFalco led within Oppenheimer's ECM franchise (OPY)? Chris DeFalco led Oppenheimer's SPAC practice and specializes in Consumer, Healthcare, and Technology growth ECM. According to Oppenheimer, he has advised growth companies and sponsors on alternate paths to public markets.