Financial Crimes – Quality Assurance Senior Associate
Posted on 5/31/2023
INACTIVE
Robinhood

1,001-5,000 employees

Accessible, affordable trading and investment platform.
Company Overview
Robinhood is a pioneering financial services company that democratizes finance by offering accessible and affordable trading services to all, regardless of wealth or industry knowledge. The company's competitive advantage lies in its intuitive platform, which simplifies trading and investing in stocks, options, and cryptocurrencies, and its commitment to inclusivity, which breaks down traditional barriers in the financial industry. As an industry leader, Robinhood is recognized for its technical innovation, including its proprietary clearing system, and its commitment to transparency and customer empowerment.
Fintech

Company Stage

N/A

Total Funding

$7.4B

Founded

2013

Headquarters

West Menlo Park, California

Growth & Insights
Headcount

6 month growth

3%

1 year growth

4%

2 year growth

-22%
Locations
Remote • Chicago, IL, USA • Lake Mary, FL, USA • Denver, CO...
Experience Level
Entry
Junior
Mid
Senior
Expert
Desired Skills
Quality Assurance (QA)
Blockchain
Data Analysis
CategoriesNew
QA & Testing
Requirements
  • Bachelor's Degree in relevant field
  • 3+ years working at a broker-dealer, cryptocurrency institution, other financial institution, or related financial services consulting experience
  • 3+ years in AML investigations, including drafting SARs
  • 1+ years of AML QA and/or QC experience
  • Knowledge of AML regulations and applicable rules (i.e. BSA, FinCEN, NYDFS), especially relating to virtual currencies
  • Familiarity with regulations relevant to broker-dealers including: Bank Secrecy Act, PATRIOT ACT, KYC requirements, as well as an understanding of applicable broker-dealer regulations (Securities Exchange Act of 1934, Regulation T, etc.) and products
  • Outstanding data analysis skills for investigative purposes
  • Keen attention to detail, organization, and operational improvements, including gap identification and root-cause analysis capabilities
  • We're looking for more growth-minded and collaborative people to be a part of our journey in democratizing finance for all. If you're ready to give 100% in helping us achieve our mission-we'd love to have you apply even if you feel unsure about whether you meet every single requirement in this posting. At Robinhood, we're looking for people invigorated by our mission, values, and drive to change the world, not just those who simply check off all the boxes
  • Robinhood promotes diversity and provides equal opportunity for all applicants and employees. We are dedicated to building a company that represents a variety of backgrounds, perspectives, and skills. We believe that the more inclusive we are, the better our work (and work environment) will be for everyone. Additionally, Robinhood provides reasonable accommodations for candidates on request and respects applicants' privacy rights. To review Robinhood's Privacy Policy please visitRobinhood - US Applicant Privacy Policy. If you are an applicant located in the UK or EEA, please visit the Robinhood UK/EEA Applicant Privacy Policy
  • Clickhere to learn more about Robinhood's Benefits
Responsibilities
  • Perform QA reviews of cases in progress or completed by AML Investigators
  • Perform detailed reviews of investigations documentation including: draft SARs, supporting documentation, and underlying transactional data, as required
  • Review diverse potentially suspicious activity across Robinhood entities including the broker-dealers (Robinhood Financial/Robinhood Securities) and Money Services Businesses (i.e. Robinhood Crypto and Robinhood Money)
  • Provide detailed feedback to AML Investigators to improve casework and see feedback through completion
  • Contribute to the improvement of the QA Program by enhancing policies, procedures, and job aids
  • Conduct reviews and oversight of vendor work
Desired Qualifications
  • Crypto-specific investigative work experience and knowledge of blockchain analysis across various crypto products
  • Crypto compliance certifications (CCI, CTCE, CCFC, Reactor, KYT)
  • ACAMS certified
  • Passed the SIE or hold FINRA Series license(s)
  • Experience with Actimize and/or Nasdaq SMARTS Trade Surveillance system
  • Experience conducting oversight of vendors
  • Experience in a project lead or mentorship capacity