Full-Time

Compliance Officer: Regulatory Affairs

Posted on 6/3/2024

KKR

KKR

5,001-10,000 employees

Provides asset management and insurance solutions

Financial Services
Real Estate

Senior

New York, NY, USA

Required Skills
Communications
Management
Word/Pages/Docs
Data Analysis
PowerPoint/Keynote/Slides
Requirements
  • Strong academic credentials
  • Minimum of five to seven years of relevant work experience in an investment management firm
  • J.D. preferred
  • Familiarity with analyzing regulatory changes, regulatory filings, change management, testing, and risk assessments
  • Subject matter expertise in compliance topics
  • Excellent interpersonal skills
  • Proficiency in PowerPoint, Microsoft Word, Excel, and data analytics tools
  • Strong presentation, verbal, and written communication skills
  • Ability to manage multiple projects in a collaborative manner
  • Highly organized and efficient
  • Accountable with a strong sense of professionalism and integrity
Responsibilities
  • Assisting on US regulatory examinations and inquiries
  • Collaborating with external counsel and senior management on regulatory requests
  • Assisting with SEC Exam preparedness and management
  • Monitoring and interpreting new rules and regulations
  • Drafting and revising policies and procedures
  • Conducting compliance training
  • Coordinating with Legal/Compliance colleagues on initiatives
  • Supporting testing initiatives for compliance program
  • Assisting with regulatory filings

KKR offers alternative asset management, capital markets, and insurance solutions, including investment funds in private equity, credit, and real assets, as well as retirement, life, and reinsurance products.

Company Stage

N/A

Total Funding

$17.6B

Headquarters

New York, New York

Founded

1976

Growth & Insights
Headcount

6 month growth

17%

1 year growth

38%

2 year growth

109%

Benefits

Investing in Training and Development

Driving Diversity for Better Results

Focusing on Wellness and Benefits

Greening Our Operations

INACTIVE