Full-Time

Manager Business Control and Audit

Posted on 1/28/2025

TD Bank

TD Bank

10,001+ employees

Offers banking and financial services

Fintech
Financial Services

Compensation Overview

CA$91.2k - CA$136.8kAnnually

Senior

Toronto, ON, Canada

Category
Management Consulting
Consulting
Required Skills
Data Analysis

You match the following TD Bank's candidate preferences

Employers are more likely to interview you if you match these preferences:

Degree
Experience
Requirements
  • Demonstrated proficiency in 1B or 2B roles in Audit or other control functions considered an asset.
  • Solid knowledge of governance, risk assessment, review and challenges, control monitoring, testing and operations processes is an asset.
  • Strong communications skills; includes creating impactful presentations and presenting analysis to management and senior executives.
  • Demonstrated interpersonal and relationship management skills working with all levels of stakeholders and executives.
  • Flexibility to quickly adapt to change, ability to work in an ambiguous environment and work closely with peers where subject matter expertise is required.
  • Strong analytical skills, including risk analysis, data analysis and elevate the results for management consumption.
  • Demonstrated time management and organizational skills with the ability to prioritize and manage multiple initiatives to meet deadlines while ensuring a high quality of work.
  • Ability to work effectively with diverse groups to identify issues, reach consensus and implement sustainable solutions.
  • Experience with ORM and pRCSA programs considered an asset.
  • Understanding of TD Wealth Businesses and Operations processes is an asset.
Responsibilities
  • Lead audit and regulatory engagement from OCC, FINTRAC, CIRO, MX, SOX, E&Y, Compliance, pRCSA, CRM, AML, ESDC and CRA.
  • Provide a comprehensive management support for all Audit engagement from initiation to conclusion; facilitate audit walk-through, preparing the Operations teams, supporting the review of testing samples and action plans if required.
  • Establish efficient interaction models and represent Wealth Operations as the lead relationship manager with: Governance and Control, Compliance, FRCM, Internal Audit and Business Control functions across Wealth.
  • Own an inventory of audit engagements, updates and reporting for senior management oversight.
  • Support the Operations team with the review of procedure, risk control refresh, develop action plans to address internal control gaps as well as root cause themes if applicable.
  • Perform control effectiveness review to ensure procedure meet policy, regulatory requirements, working as intended and address any gaps to increase the Risk and Control mindset of our Operations colleagues.
  • Contribute and support the Business Control Forum agenda to promote best practices, share ideas to drive consistency of approach across Operations.
  • Innovate to enhance and contribute to the team effectiveness by streamlining processes and develop tools to automate repetitive tasks or laborious routines, where possible.
  • Lead the identification of opportunities to improve audit processes to deliver a better engagement experience to the Wealth Operations team.
  • Keep tabs on emerging issues, trends, and evolving regulatory requirements, and assess potential impacts to Wealth Operations.
  • Effectively manage ad-hoc projects, issue remediations, business requests and tasks of varying complexities and deadlines.
Desired Qualifications
  • Experience with ORM and pRCSA programs considered an asset.
  • Understanding of TD Wealth Businesses and Operations processes is an asset.

TD Bank offers a variety of banking services for individuals, businesses, and corporations, primarily in North America. Its main services include personal banking, business banking, and wealth management, which encompass checking and savings accounts, credit cards, loans, mortgages, and investment products. Clients can manage their finances easily through digital banking solutions, including online banking and mobile apps that provide features like bill pay, mobile deposits, money transfers, and card management. Unlike many competitors, TD Bank focuses on a broad range of services catering to both everyday consumers and large enterprises. The goal of TD Bank is to provide accessible and comprehensive financial services to meet the diverse needs of its clients.

Company Size

10,001+

Company Stage

IPO

Total Funding

N/A

Headquarters

Toronto, Canada

Founded

1955

Simplify Jobs

Simplify's Take

What believers are saying

  • Increased demand for digital banking boosts TD Bank's innovation in user experience.
  • AI integration in banking enhances TD Bank's customer service and satisfaction.
  • Fintech partnerships enable TD Bank to offer competitive and innovative services.

What critics are saying

  • Rising interest rates may impact TD Bank's loan growth and profitability.
  • Increased competition from fintech could erode TD Bank's digital market share.
  • Regulatory scrutiny may lead to higher compliance costs for TD Bank.

What makes TD Bank unique

  • TD Bank's investment in Terrestar Solutions enhances its telecommunications sector presence.
  • The bank's digital solutions offer comprehensive online and mobile banking services.
  • TD Bank's focus on sustainability aligns with growing green finance trends.

Help us improve and share your feedback! Did you find this helpful?

Benefits

Health Insurance

Paid Vacation

Flexible Work Hours

Professional Development Budget

Mental Health Support

Wellness Program

Performance Bonus

Company News

Newswire
Feb 6th, 2025
Terrestar Solutions secures major funding round

Terrestar Solutions, a Canadian mobile satellite operator, has secured funding from TD Bank Group. The Montreal-based company plans to invest in a constellation of low-earth-orbit satellites to enhance communications capacity and services across Canada. This initiative aims to integrate satellite connectivity with terrestrial networks, ensuring nationwide coverage. Terrestar's Strigo brand will offer direct-to-mobile satellite services, supporting national interests and aiding first responders.

Newswire
Jan 28th, 2025
TD Bank Group to Issue NVCC Subordinated Debentures

/CNW/ - The Toronto-Dominion Bank ("TD" or the "Bank") today announced a domestic public offering of C$1 billion of medium term notes (non-viability contingent...

GlobeNewswire
Dec 2nd, 2024
AirBoss Announces New Credit Facilities and Update On Strategic Transition

NEWMARKET, Ontario, Dec. 02, 2024 (GLOBE NEWSWIRE) -- AirBoss of America Corp. (TSX: BOS) (OTCQX:ABSSF) (the “Company” or “AirBoss”) today announced that...

Monitor Daily
Sep 27th, 2024
TD Bank Appoints Bregenzer and Gateman as Co-Heads of U.S. Commercial Banking

TD Bank appointed Andy Bregenzer and Jill Gateman as co-heads of U.S. commercial banking.

CityNews
Sep 19th, 2024
TD CEO to retire next year, takes responsibility for money laundering failures

TD Bank Group, which is mired in a money laundering scandal in the U.S., says chief executive Bharat Masrani will retire next year.

INACTIVE