Full-Time

Compliance Officer

Point72

Point72

1,001-5,000 employees

Global asset management firm investing in diverse strategies.

Venture Capital
Quantitative Finance

Senior

London, UK

Required Skills
Communications
Requirements
  • 5-7 years of buy-side experience, including at a multi-strategy firm
  • Strong understanding of the UK and European regulatory environment
  • Motivation and initiative to work independently and make decisions autonomously when called upon to do so
  • Ability to collaborate and work effectively with individuals at all levels and provide time-sensitive guidance confidently and decisively
  • Excellent communication skills
  • Strong academic background: legal or financial related degree preferred
  • Commitment to the highest ethical standards
Responsibilities
  • Provide ongoing advice to investment professionals and back-office personnel
  • Deal with trading queries and restricted list management
  • Review and approve requests in accordance with the firm's Code of Ethics policies
  • Assist with position monitoring and disclosure notifications as required
  • Assist with maintaining the European compliance infrastructure and adherence with the Compliance Monitoring Program
  • Participate in staff training
  • Stay up to date with regulatory changes and help improve and refine the firm's policies and procedures
  • Private Medical and Dental Insurances
  • Generous parental and family leave policies
  • Volunteer opportunities
  • Support for employee-led affinity groups representing women, people of colour and the LGBT+ community
  • Mental and physical wellness programmes
  • Tuition assistance
  • Non-contributory pension and more

Point72 Asset Management, under the leadership of Steven Cohen, is a global investment firm that values entrepreneurial thinking and continuous adaptation, fostering a culture where ideas are welcomed from all levels within the organization. The firm's competitive advantage lies in its commitment to superior risk-adjusted returns and high ethical standards, backed by over a quarter-century of investing experience. Point72's industry leadership is evident in its strategic use of data to shape decision-making and its dedication to developing its talent, positioning it as a promising workplace for those seeking to shape the future of finance.

Company Stage

Private

Total Funding

$600M

Headquarters

Stamford, Connecticut

Founded

2014

Growth & Insights
Headcount

6 month growth

9%

1 year growth

32%

2 year growth

68%

Benefits

Fully-paid health care benefits

Generous parental and family leave policies

Mental and physical wellness programs

Volunteer opportunities

Non-profit matching gift program

Support for employee-led affinity groups representing women, minorities and the LGBT+ community

Tuition assistance

A 401(k) savings program with an employer match and more

INACTIVE