Full-Time

Associate – Compliance

Posted on 5/28/2024

Wealthsimple

Wealthsimple

1,001-5,000 employees

Investment and crypto trading platform

Financial Services

Mid

Remote in Canada

Requirements
  • 3+ years of investment industry experience
  • Experience and/or knowledge in Blockchain Technology and cryptocurrency
  • Strong analytical and problem-solving skills
  • Technical proficiency with SQL or Python
Responsibilities
  • Conducting client and employee supervision reviews
  • Handling formal complaints and related regulatory submissions
  • Participating in regulatory audits and driving regulatory initiatives
  • Assisting with developing policies and procedures
  • Educating and supporting personnel on compliance matters
  • Conducting effectiveness testing of supervision-related processes
  • Considering risk appetite and risk culture in day-to-day activities

Wealthsimple offers a highly supportive work environment that is centered on smart financial solutions and sustainable wealth building for its clients. Employees at Wealthsimple can enjoy being a part of a forward-thinking team that focuses on offering low-cost, accessible investment options and personalized financial advice. This focus on innovation and client satisfaction makes it an attractive workplace for professionals passionate about finance and technology.

Company Stage

N/A

Total Funding

$915.9M

Headquarters

Toronto, Canada

Founded

2014

Growth & Insights
Headcount

6 month growth

12%

1 year growth

17%

2 year growth

-5%
INACTIVE