Brokerage Ops Analyst
Posted on 3/30/2023
INACTIVE
Stash

201-500 employees

Personal finance & banking platform
Company Overview
Stash is on a mission to empower everyday Americans to build wealth—by making investing simple and affordable. Stash is a personal finance app that can make investing easy and affordable, from budgeting paychecks to saving for retirement, Stash helps create more financial freedom.
Data & Analytics
Fintech

Company Stage

Series G

Total Funding

$512M

Founded

2015

Headquarters

New York, New York

Growth & Insights
Headcount

6 month growth

-7%

1 year growth

-11%

2 year growth

-15%
Locations
United States
Experience Level
Entry
Junior
Mid
Senior
Expert
Desired Skills
SQL
Excel/Numbers/Sheets
Requirements
  • 1-3 years of brokerage operations/trading experience
  • Knowledge of Crypto or Equities trading & clearance. ACATS, settlement, and/or margin experience a plus
  • Technology-driven with a focus on the application of operational procedures and automation
  • Understanding of FINRA and SEC Regulatory framework
  • FINRA Series 7 & 63 required, 57 highly preferred
  • Advanced skills in MS Excel
  • Beginner to intermediate skills in SQL and VBA/Macros
Responsibilities
  • Escalate issues and outages and collaborate with leadership and technology teams to resolve
  • Complete operations tasks/ workflows, including cash, position, and trading reconciliations to ensure that all operational procedures and risk controls are followed, documented, and properly maintained
  • Ensuring the timely settlement of all trades and underlying client allocations, including resolving client and street side breaks
  • Review and reconcile house accounts
  • Process trade bookings and cancel/rebills
  • Ensure accuracy of all positions, cash and broker data on firm systems
  • Provide ongoing user account maintenance and review of new and existing account activity
  • Provide support to Legal, Compliance, Product, and Engineering teams to establish, monitor and manage key risk indicators for all functions
  • Identify opportunities to improve operational processes through automation
  • Participate in project work, including needs assessment, to build out and scale operational and technology platforms, including QA cycles