INACTIVE
Full-Time
Metals KYC Specialist
Posted on 3/26/2024
Global investment manager utilizing quantitative strategies
Data & Analytics
Financial Services
Compensation Overview
$60,000Annually
+ Discretionary Bonuses + Health Benefits + Dental Benefits + Wellness Plans + 401(k) Contributions
Mid, Senior
Cambridge, MA, USA + 4 more
Required Skills
Communications
Management
Requirements
- Bachelor's degree in finance, business, or a related field; or professional certification (e.g., CAMS) preferred.
- Minimum of 5 years of experience in compliance or regulatory roles within the metals trading industry, with a focus on KYC and customer due diligence.
- In-depth knowledge of regulatory requirements and industry standards related to metals trading compliance, including anti-money laundering (AML) regulations and sanctions screening.
- Strong understanding of metals trading products, markets, and counterparties, with the ability to assess the inherent risks associated with different types of transactions.
- Strong communication and interpersonal skills, with the ability to collaborate effectively with cross-functional teams and communicate complex concepts to non-technical stakeholders.
- Excellent analytical skills and attention to detail, with the ability to review complex documentation and identify potential compliance issues.
- Proven ability to work independently, prioritize tasks, and manage multiple projects simultaneously in a fast-paced environment.
- Familiarity with compliance-related technology solutions and systems, including KYC databases, screening tools, and document management systems.
- High ethical standards and integrity, with a commitment to upholding the highest levels of compliance and regulatory standards.
- Flexibility to adapt to changing regulatory requirements and business priorities, with a proactive and solution-oriented mindset.
Responsibilities
- Conduct KYC due diligence on counterparties, customers, and vendors involved in metals trading transactions, including reviewing documentation, performing background checks, and assessing the risk profile of each counterparty.
- Develop and implement KYC policies, procedures, and controls specific to metals trading activities, in alignment with regulatory requirements and industry best practices.
- Review and analyze client onboarding documentation, including account opening forms, corporate documents, and legal agreements, to ensure compliance with KYC requirements.
- Monitor changes in regulatory requirements and industry standards related to metals trading compliance and KYC, and update internal policies and procedures accordingly.
- Collaborate with internal stakeholders, including trading desks, legal counsel, and risk management teams, to address KYC-related issues and implement effective solutions.
- Conduct periodic reviews and audits of KYC files and documentation to ensure accuracy, completeness, and adherence to regulatory standards.
- Assist in the development and implementation of technology solutions and systems enhancements to streamline KYC processes and improve efficiency.
- Stay informed about developments in the metals trading industry, including market trends, geopolitical risks, and emerging compliance issues, and provide insights and recommendations to senior management.
Squarepoint is a global investment manager that employs a scientific approach and cutting-edge technology to construct a diverse portfolio of systematic and quantitative strategies. The company specializes in developing automated trading systems that operate across international financial markets.
Company Stage
N/A
Total Funding
N/A
Headquarters
New York, New York
Founded
2014
Growth & Insights
Headcount
6 month growth
↑ 0%1 year growth
↑ 1%2 year growth
↑ 5%INACTIVE