Operational Risk Manager
Confirmed live in the last 24 hours
Interactive Brokers

1,001-5,000 employees

Global online trading platform for diverse assets
Company Overview
Interactive Brokers Group, a leader in the financial services industry, has a proven track record of technical innovation, demonstrated by its 45-year history of building advanced trading technology. The company's competitive advantage lies in its ability to provide a single unified platform for global trading in multiple asset classes and currencies, backed by robust market data access 24/6. Its strong corporate culture is centered around creating technology to provide liquidity on better terms, competing on price, speed, size, and diversity of global products, which has led to its recognition as Barron's #1 Best Online Broker for six consecutive years.

Company Stage


Total Funding





Greenwich, Connecticut

Growth & Insights

6 month growth


1 year growth


2 year growth

Greenwich, CT, USA
Experience Level
Desired Skills
Operations & Logistics
  • Five-plus years in Operational Risk or related function (first-line control, audit) in financial services
  • Strong working knowledge of Operational Risk Management Frameworks - practical experience in executing RCSAs, conducting event analysis and risk assessments
  • Knowledge of OR industry best practices and regulatory standards - forward-thinking approach to the application of risk standards
  • Highly diligent individual - results-driven and hard-working - the ability to execute risk assessments to a high degree of quality; professionally skeptical
  • Strong interpersonal skills, excellent work ethic, highly credible and influential presenter (verbal and written); strong communicator and influencer; team player
  • Superior analytical abilities and decision-making skills; ability to exercise independent judgment
  • Demonstrate a strong ability to write clearly and concisely
  • Working knowledge of regulations concerning Operational Risk, and industry practices for global brokers or other financial services companies
  • Strong MS Office skills
  • Experience with data visualization tools, report creation a plus
  • Bachelor's degree required; advanced education degree preferred
  • Support the Head of Operational Risk in executing all aspects of the Operational Risk Management Framework
  • Partner with risk owners in the business to execute the RCSA program, ensuring results are documented appropriately, are actionable and are defensible to third-party review
  • Conduct targeted risk assessments on areas of highest residual risk to identify opportunities for control enhancement and risk mitigation
  • Map operational processes in complex parts of the business, overlay controls and work with process owners to identify enhancements and efficiencies
  • Participate in firmwide projects to identify, assess and manage operational risks related to delivering the IBKR business model
  • Build and monitor Key Risk Indicators, escalating changes to the risk profile to risk owners, including breaches of risk appetite limits, and identifying remedial strategies to bring exposures within tolerance
  • Conduct root cause analysis on events/incidents and agree on control enhancements with process owners
  • Analyze the operating model - risks and controls - at the request of the Head of Operational Risk or the Chief Risk Officer
  • Review and approve Vendor Risk Assessments
  • System Administrator for the GRC Application
  • Generate and distribute Risk Management Reports
Desired Qualifications
  • Experience as a system administrator for a GRC application is a plus