About the team + role

The Financial Crimes Sanctions Investigations team at Robinhood ensures our firm complies with all laws, regulations, and guidance related to sanctions administered by the Office of Foreign Assets (OFAC).

As a Financial Crimes Sanctions Quality Assurance Associate, you’ll perform QA case reviews, across all workstreams from blocked property reports to customer screening to money movements. You’ll review a diverse range of processes and controls across our business, and may also conduct QA reviews of vendor resources. The right candidate has prior Sanctions quality assurance experience working with a broker-dealer or FinTech company.

It is preferred that this role is located in one of the office locations listed on this job description which will align with our in-office working environment. This position is only eligible for remote work in limited geographies within the US where we do not have physical office locations. Please connect with your recruiter for more information regarding our in-office philosophy and expectations.

What you’ll do

• Manage the quality assurance process from sampling and script development to performing the quality assurance reviews and developing reporting
• Collaborate with management to share quality performance issues and provide regular reports on overall performance and trends, ensuring adherence to predetermined quality assurance standards and business operating procedures
• Review and analyze all work streams and to identify opportunities for efficiencies and to mitigate potential risk to the firm
• Be the subject matter expert for all of the Sanctions processes, employee performance, and controls, escalating critical issues as they are identified

What you bring

• Bachelor’s Degree
• 3+ years working in Sanctions Quality Assurance for a broker-dealer or FinTech company
• Knowledge of Sanctions regulations, risks, and applicable rules
• Experience with sanctions screening tools and blockchain analytics software (e.g. LexisNexis, Actimize, Chainalysis, TRM Labs,Elliptic)
• High attention to detail with critical thinking and problem solving skills alongside strong written and verbal communication skills
• Ability to effectively manage multiple priorities and adapt to a changing environment
• Experience in analyzing data to provide recommendations that drive the efficacy of the team’s workflows and processes.
• Exceptional interpersonal skills and ability to develop strong working relationships
• Resourceful, persistent and ability to thrive in fast paced, entrepreneurial environment

What we offer

• Market competitive and pay equity-focused compensation structure
• 100% paid health insurance for employees with 90% coverage for dependents
• Annual lifestyle wallet for personal wellness, learning and development, and more!
• Lifetime maximum benefit for family forming and fertility benefits
• Dedicated mental health support for employees and eligible dependents
• Generous time away including company holidays, paid time off, sick time, parental leave, and more!
• Lively office environment with catered meals, fully stocked kitchens, and geo-specific commuter benefits