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College Graduates
Full-Time, Junior Compliance Analyst
Confirmed live in the last 24 hours
Chicago, IL, USA
Experience Level
  • Bachelor's degree in relevant field
  • Experience with large data sets and programming languages
  • Exceptional written and verbal communication skills
  • Basic knowledge of Exchange and OTC trading and market making concepts
  • Outstanding organizational skills and strong attention to detail in a fast-paced environment
  • Ability to work and succeed independently, as well as in a team environment
  • Experience with Microsoft Office products
  • Work with the compliance team to build the compliance infrastructure around new trading strategies
  • Assist with the draft and maintenance of the Firm's Written Supervisory Procedures
  • Manage external compliance resources, such as FINRA's Central Registration Depository (CRD)
  • Assist in the execution of daily and routine surveillance reviews involving the Firm's options, futures, and equity trading activity and regulatory requirements
  • Collaborate with trading and development to ensure the Firm's compliance report suite is current and accurate
  • Support the review of existing compliance practices against regulatory requirements and industry best practices
Desired Qualifications
  • Completion of the Securities Industry Exam (SIE)
  • Success in math and finance classes
  • Prior internship(s) within the industry
  • Relevant experience with Python/SQL
Old Mission

51-200 employees

Global quantitative market-making platform
Company Overview
Old Mission's market making platform enables them to work with the world’s largest brokers, clearing firms, and institutional investors as a trusted partner, assisting them in transferring risk in a wide range of securities, often at prices that are much tighter than the competition. Old Mission values thousands of financial instruments globally, and have traded trillions of dollars of securities using proprietary systems and models, both on and off exchange.
  • Competitive Salary
  • Discretionary bonus
  • Top tier Medical, Dental, Vision, Disability and Life Insurance paid for by the firm
  • 401(k) with employer match
  • Full stocked kitchen, free breakfast and lunch everyday on-site
  • Tuition reimbursement
  • Flexible Spending Plan
  • Commuter Benefit Program
Company Core Values
  • Ownership
  • Collaboration