College Graduates

Full-Time, Junior Compliance Analyst

Confirmed live in the last 24 hours

Locations

Chicago, IL, USA

Experience Level

Entry

Junior

Mid

Senior

Expert

Requirements

Bachelor's degree in relevant field
Experience with large data sets and programming languages
Exceptional written and verbal communication skills
Basic knowledge of Exchange and OTC trading and market making concepts
Outstanding organizational skills and strong attention to detail in a fast-paced environment
Ability to work and succeed independently, as well as in a team environment
Experience with Microsoft Office products

Responsibilities

Work with the compliance team to build the compliance infrastructure around new trading strategies
Assist with the draft and maintenance of the Firm's Written Supervisory Procedures
Manage external compliance resources, such as FINRA's Central Registration Depository (CRD)
Assist in the execution of daily and routine surveillance reviews involving the Firm's options, futures, and equity trading activity and regulatory requirements
Collaborate with trading and development to ensure the Firm's compliance report suite is current and accurate
Support the review of existing compliance practices against regulatory requirements and industry best practices

Desired Qualifications

Completion of the Securities Industry Exam (SIE)
Success in math and finance classes
Prior internship(s) within the industry
Relevant experience with Python/SQL

Old Mission is a global proprietary trading firm that leverages state-of-the-art technology and research to identify and execute profitable trading strategies across multiple asset classes around the world. Our offices in Chicago, New York, London, and Singapore are all composed of naturally-curious individuals who thrive in a team environment and constantly strive for improvement.

Old Mission does not seek capital from outside investors, allowing us the flexibility to aggressively invest in our team members and keep them engaged in the firm’s growth.

About The Position

Old Mission is a global trading Firm, currently seeking a Junior Compliance Analyst to join our Compliance Team in our Chicago, IL office. This individual will support all aspects of Old Mission’s compliance program. This includes surveillance, research, and administration.

Responsibilities:

Work with the compliance team to build the compliance infrastructure around new trading strategies
Assist with the draft and maintenance of the Firm’s Written Supervisory Procedures
Manage external compliance resources, such as FINRA’s Central Registration Depository (CRD)
Assist in the execution of daily and routine surveillance reviews involving the Firm’s options, futures, and equity trading activity and regulatory requirements
Collaborate with trading and development to ensure the Firm’s compliance report suite is current and accurate
Support the review of existing compliance practices against regulatory requirements and industry best practices

Required Skills:

Bachelor’s degree in relevant field
Experience with large data sets and programming languages
Exceptional written and verbal communication skills
Basic knowledge of Exchange and OTC trading and market making concepts
Outstanding organizational skills and strong attention to detail in a fast-paced environment
Ability to work and succeed independently, as well as in a team environment
Experience with Microsoft Office products

Nice to Haves:

Completion of the Securities Industry Exam (SIE)
Success in math and finance classes
Prior internship(s) within the industry
Relevant experience with Python/SQL

Perks:

Sharp, motivated co-workers in a fast-paced office environment
Competitive Salary
Discretionary bonus
Top tier Medical, Dental, Vision, Disability and Life Insurance paid for by the firm
401(k) with employer match
Full stocked kitchen, free breakfast and lunch everyday on-site
Tuition reimbursement
Flexible Spending Plan
Commuter Benefit Program

Old Mission is not accepting unsolicited resumes from any staffing/search firms. All resumes submitted by staffing/search firms to any employee at Old Mission via-email, the Internet or directly without a valid signed search agreement will be deemed the sole property of Old Mission, and no fee will be paid in the event the candidate is hired by Old Mission.

51-200 employees

Website

Global quantitative market-making platform

Company Overview

Old Mission's market making platform enables them to work with the world’s largest brokers, clearing firms, and institutional investors as a trusted partner, assisting them in transferring risk in a wide range of securities, often at prices that are much tighter than the competition. Old Mission values thousands of financial instruments globally, and have traded trillions of dollars of securities using proprietary systems and models, both on and off exchange.

Benefits

Competitive Salary
Discretionary bonus
Top tier Medical, Dental, Vision, Disability and Life Insurance paid for by the firm
401(k) with employer match
Full stocked kitchen, free breakfast and lunch everyday on-site
Tuition reimbursement
Flexible Spending Plan
Commuter Benefit Program

Company Core Values

Ownership
Collaboration