Simplify Logo

Full-Time

Compliance Officer

Confirmed live in the last 24 hours

Schonfeld

Schonfeld

501-1,000 employees

Multi-manager investment platform with diverse strategies

Venture Capital

Compensation Overview

$170k - $200kAnnually

+ Performance Bonus

Senior

New York, NY, USA

Category
Risk & Compliance
Legal & Compliance
Required Skills
Mergers & Acquisitions (M&A)
Data Analysis
Requirements
  • Bachelor’s degree
  • 5-7 years’ experience preferably in a multi-manager firm covering systematic macro or similar strategies
  • Practical knowledge and experience of market structures, products, quantitative methods, models, and data analysis techniques
Responsibilities
  • Act as point of contact and manage key relationships with business line partners for Compliance
  • Providing compliance advice and training to investment personnel on their activities
  • Engage in the review of, and input into the approval for new investment instruments, products, strategies, technology, models, trading venues, and trading activities
  • Act as compliance SME as needed for relevant business change initiatives including the acquisition of new teams
  • Act as an escalation line for compliance program monitoring, testing, risk assessments, trade surveillance, and control evaluations connected to your coverage area
  • Act as first line for exchange and regulator queries related to market activity
  • Support and preparation of your business coverage for formal examinations
  • Track and lead regulatory change initiatives connected to relevant market structure and investment related regulatory change
  • Control room support including wall crosses, market soundings, MNPI and confidential information control
  • Support the wider Global Markets Advisory team and Compliance department as needed

Schonfeld Strategic Advisors provides a multi-manager platform integrating quantitative, fundamental equity, tactical trading, discretionary macro, and fixed income strategies, supported by proprietary technology, infrastructure, and risk analytics.

Company Stage

N/A

Total Funding

N/A

Headquarters

New York, New York

Founded

1988

Growth & Insights
Headcount

6 month growth

-1%

1 year growth

0%

2 year growth

27%