Full-Time
Manager – Enforcement Counsel
Posted on 2/4/2025
Intercontinental Exchange
10,001+ employees
Operates global exchanges, data, and connectivity
Compensation Overview
$200k - $240k/yr
New York, NY, USA
Hybrid
Work from home flexibility of one day per week.
 Legal & Compliance (1) |
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- 5+ years working as a securities enforcement and/or litigation attorney with experience on regulatory and investigations matters.
- Knowledge of securities regulation and financial markets, including the federal securities laws and relevant rules pertaining to equities and options markets.
- Demonstrated ability to work independently, take initiative, and manage a dynamic docket of investigative matters from beginning to end.
- Excellent communication skills and academic credentials, including a J.D. from an accredited law school and admission to (or ability to obtain admission to) the New York bar.
- Responsible for investigating potential violations of exchange rules and federal securities laws in connection with trading on the NYSE equities and options exchanges, and taking appropriate enforcement action when warranted.
- Manage own docket of cases, and develop and execute investigative plan for matters, including all documentary and testimonial fact-finding. Consult with NYSE Regulation’s Head of Enforcement regarding the same.
- Recommend appropriate outcomes and actions, including well-reasoned analysis of evidence, applicable rules, and precedent, to support recommended sanctions and case resolution.
- Develop and implement settlement strategy, conduct settlement negotiations with opposing counsel, member firms and associated persons, and draft settlement documents.
- Collaborate closely with other members of NYSE Regulation Enforcement and with NYSE Regulation Surveillance & Investigations teams to plan and conduct investigations and to ensure a consistent and effective approach to deterring market misconduct.
- Collaborate effectively with other self-regulatory organizations such as FINRA, and with the U.S. Securities & Exchange Commission, on enforcement matters as appropriate.
- Contribute to educational efforts concerning NYSE rules, including drafting regulatory guidance.
- Monitor developments and trends associated with market structure and trading on the NYSE exchanges and potential misconduct related thereto.
Intercontinental Exchange (ICE) operates a global network of regulated exchanges and clearinghouses, plus market data and connectivity services. Its products include real-time and historical data across equities, fixed income, and commodities, as well as trading, clearing, listings, and connectivity to its venues; it also offers mortgage technology and fixed income execution. ICE differentiates itself through an integrated ecosystem that combines multiple major exchanges, a comprehensive data suite, and specialized services under one umbrella. Its goal is to enable efficient, transparent, and trusted global markets by connecting participants, providing data, and supporting trading and clearing across many asset classes and geographies.
Company Size
10,001+
Company Stage
IPO
Headquarters
Atlanta, Georgia
Founded
2001
Your Connections
People at Intercontinental Exchange who can refer or advise you
Simplify's Take
What believers are saying
- TT’s EMS partnership can embed ICE data into buy-side trading workflows.
- T. Rowe Price validates ICE Compass for institutional fixed-income adoption.
- New benchmark and derivatives products expand ICE’s fee-bearing reference-rate franchise.
What critics are saying
- CME’s compute futures launch intensifies competition for emerging AI infrastructure contracts.
- SEC approval remains a hard gate for NYSE tokenized-stock and GPU futures products.
- Execution workflows can disintermediate ICE data if TT switches vendors later.
What makes Intercontinental Exchange unique
- ICE owns NYSE, regulated exchanges, and clearinghouses across major asset classes.
- ICE Compass turns proprietary market data into fixed-income pre-trade analytics.
- ICE is extending benchmarks into inflation, oil perps, and GPU compute futures.
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Benefits
Health Insurance
Dental Insurance
Vision Insurance
Life Insurance
Remote Work Options
401(k) Retirement Plan
Company News
OKX, a cryptocurrency exchange operator, has received a $200 million investment from Intercontinental Exchange, valuing the company at $25 billion. ICE, which owns the New York Stock Exchange, will gain a board seat as part of the deal. Haider Rafique, OKX's global managing partner, discussed the investment on Bloomberg Crypto. The companies announced the partnership on Thursday but did not disclose financial terms publicly. The deal marks a significant endorsement of OKX by a major traditional financial institution, as ICE brings its regulatory expertise and market credibility to the cryptocurrency exchange.
Intercontinental Exchange, the parent company of the New York Stock Exchange, has invested $600 million in Polymarket, according to market reports.
Intercontinental Exchange has unveiled AI voice and chat agents for mortgage servicing at its ICE Experience 2026 conference. Currently in beta testing, the agents help homeowners answer loan questions and execute management actions whilst maintaining compliance requirements. The ICE Customer Service voice agent, integrated with MSP servicing system, handles common homeowner queries about escrow, insurance and payments whilst managing thousands of simultaneous interactions. The ICE Servicing Digital chat agent assists homeowners through a portal chatbot, explaining mortgage details and performing tasks like payment management. ICE also launched 16 exception-based automation agents within ICE Business Intelligence, including disaster-tracking updates and HELOC credit score-based line adjustments. The solutions are powered by ICE Aurora, the company's enterprise AI framework designed to embed responsible AI into complex workflows.
Intercontinental Exchange has launched ICE Private Credit Intelligence, a data infrastructure platform aimed at bringing greater transparency to the $40 trillion private credit market. Apollo is supporting the launch as anchor partner, with additional originators and asset managers expected to join in coming months. The platform provides secure, permissioned data sharing using standardised reference data, enabling deal-level information flow between authorised counterparties. It leverages ICE's technology to ingest deal documents, extract key terms and distribute consistent information at scale. Future capabilities will include performance analytics and pricing insights. Apollo, which facilitated nearly $10 billion in secondary trading volume last year, is transitioning to more frequent pricing reporting across its credit business as private credit increasingly serves as a core fixed income allocation replacement.
Northern Trust has partnered with Intercontinental Exchange to use ICE ETF Hub as the order-taking platform for its new US exchange-traded funds servicing capability for institutional investors. The integration marks a significant step in Northern Trust's strategic entry into the US institutional investor ETF servicing market. ICE ETF Hub provides secure, scalable technology infrastructure that streamlines ETF primary market workflows and connects with authorised participants, market makers and distributors. The platform will integrate with Northern Trust's automated ETF servicing application. Since inception, ICE ETF Hub has processed over $5 trillion in order notional. The partnership comes as institutional demand for ETFs continues to surge, driven by strong inflows and innovation across passive and active strategies. Northern Trust had $18.7 trillion in assets under custody as of 31 December 2025.