Full-Time

Paralegal – Corporate Law

Confirmed live in the last 24 hours

Wealth Enhancement Group

Wealth Enhancement Group

1,001-5,000 employees

Comprehensive financial guidance and wealth management

Financial Services

Compensation Overview

$100k - $110kAnnually

+ Annual Bonus

Mid, Senior

Remote in USA + 1 more

More locations: Minneapolis, MN, USA

Remote opportunity available.

Category
Legal
Risk & Compliance
Legal & Compliance
Requirements
  • Bachelor’s degree in business administration, Law, or a related field degree.
  • 5+ years of experience in a corporate governance, corporate secretarial, or similar role, ideally within a financial services firm.
  • Strong knowledge of corporate governance, legal, and regulatory requirements for financial institutions.
  • Excellent organizational skills with attention to detail.
  • Strong written and verbal communication skills, with the ability to interact effectively with Board members and senior executives.
  • Ability to maintain confidentiality and handle sensitive information with integrity.
  • Proficiency with governance and record-keeping software tools.
  • Familiarity with financial services industry regulations.
  • Experience in supporting KYC, AML, or other compliance-related processes.
  • Certification or membership with governance bodies such as ICSA (Institute of Chartered Secretaries and Administrators) is a plus.
Responsibilities
  • Act as a primary point of communication between the Board of Directors and the executive management team.
  • Facilitate the dissemination of critical information to and from the Board.
  • Oversee the preparation, distribution, and presentation of materials for Board and Committee meetings.
  • Ensure agendas are aligned with strategic priorities and regulatory requirements.
  • Record accurate minutes of Board meetings and maintain confidentiality of all proceedings.
  • Maintain and update corporate records, including minutes, resolutions, and filings in compliance with legal and regulatory standards.
  • Oversee the maintenance of corporate ownership registries, including shareholdings and ownership transfers.
  • Maintain updated lists of corporate officers, directors, governors, and authorized signers.
  • Ensure that Board Committee charters are reviewed, updated, and compliant with relevant governance frameworks.
  • Monitor the composition of the Board and its committees to ensure compliance with legal and regulatory standards.
  • Oversee the timely filing of required legal documents, including legal entity registrations.
  • Stay informed of relevant laws and governance trends affecting corporate governance.
  • Collaborate with internal teams to ensure the maintenance of accurate corporate ownership data in support of KYC processes.
Wealth Enhancement Group

Wealth Enhancement Group

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Wealth Enhancement Group offers financial guidance by providing a range of services in wealth management. Their approach includes a team of specialists who work together to help clients simplify their financial lives. Instead of managing multiple financial relationships, clients can access all necessary services in one place. The company operates by integrating advisory services with securities offerings, generating revenue through advisory fees and commissions on transactions. A key feature of Wealth Enhancement Group is their Roundtable™ team approach, which collaborates with clients to ensure their financial matters are organized and comprehensive. Additionally, they utilize the 3-step UniFi™ process to help clients make informed financial decisions, aiming to reduce stress and enhance confidence in their financial planning.

Company Stage

Growth Equity (Venture Capital)

Total Funding

N/A

Headquarters

Plymouth, Minnesota

Founded

1990

Growth & Insights
Headcount

6 month growth

237%

1 year growth

237%

2 year growth

237%
Simplify Jobs

Simplify's Take

What believers are saying

  • Increased demand for personalized financial advice is driving growth in wealth management.
  • Integration of AI enhances client experience with accurate predictions and personalized strategies.
  • Sustainable investing attracts new investors prioritizing ethical financial decisions.

What critics are saying

  • Competition from digital-first platforms offering lower fees may attract cost-sensitive clients.
  • Integration challenges from acquisitions could lead to operational inefficiencies and dissatisfaction.

What makes Wealth Enhancement Group unique

  • Wealth Enhancement Group offers a unique Roundtable™ team approach for comprehensive financial guidance.
  • Their 3-step UniFi™ process simplifies clients' financial lives, enhancing decision-making confidence.
  • The firm integrates advisory services and securities offerings under one roof for client convenience.

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