Full-Time

Senior Manager

Regulatory Compliance & DMLRO

Posted on 5/28/2024

Nium

Nium

501-1,000 employees

Global real-time payments platform

Financial Services
Data & Analytics

Senior

London, UK

Required Skills
Communications
Requirements
  • Bachelor's degree
  • Master's degree or professional qualification (e.g. ICA/CAMS)
  • 5+ years' experience in a senior compliance position
  • Experience in Fintech sector
  • Experience dealing with regulators like FCA and NCA
  • Knowledge of UK regulatory environment
  • Experience in financial crime and AML policies
  • Data mining and manipulation skills
  • Excellent communication and interpersonal skills
  • Problem-solving and decision-making skills
  • Experience in people management
  • Analytical skills
  • Ability to work independently and under pressure
Responsibilities
  • Define, develop, document, oversee and refine the UK Compliance Program
  • Provide detailed reporting and MI for regulators and management
  • Handle complex escalations and queries from multiple teams
  • Oversee the UK SAR process
  • Assist in regulatory audits
  • Conduct risk assessments and develop strategies to mitigate risks
  • Provide regulatory advisory to internal and external teams
  • Lead the implementation of Compliance Monitoring Plan
  • Serve as a liaison to local authorities and external parties
  • Stay up-to-date with regulatory developments
  • Provide compliance recommendations

Nium operates a dynamic global real-time payments platform that supports transactions in over 100 currencies across 190 countries, including 85 in real time. With a broad license portfolio across 11 jurisdictions, the company integrates pay-outs, pay-ins, card issuance, and banking-as-a-service, making it a robust workplace for those interested in pushing the boundaries of financial technology and international finance operations. The firm's extensive reach and adherence to regulatory standards offer employees a stable yet flexible environment to innovate and excel in cutting-edge financial projects.

Company Stage

Series D

Total Funding

$265M

Headquarters

San Francisco, California

Founded

2016

Growth & Insights
Headcount

6 month growth

0%

1 year growth

-2%

2 year growth

32%