Associate Director

UBS Bank USA is seeking an Associate Director, BUSA Risk Controls Analyst in Morrisville, NC
Are you an innovative thinker? Do you enjoy delivering enhanced change capabilities across a range of business functions? Are you passionate about IT process automation using cutting edge tooling platforms?

We’re looking for an Associate Director, BUSA Risk Controls Analyst to:
• Manage a book of key controls working with control owners to ensure timely completion, operating and design effectiveness. Maintain process documentation for control performance and act as contact for control matters.
• Identify gaps in adhering to the operational risk framework and recommend improvements, enhancements. Implement and operationalize changes to close gaps while ensuring controls are properly structured to provide oversight of policy requirements and attendant risks.
• Ensure regulatory compliance on reviews, approvals, notifications, and responsible parties. Ensure an up-to-date inventory of out-sourcing arrangements. Establish performance thresholds for controls and /or measures for services outsourced to internal affiliates.
• Provide management information and reporting updates to various governance forums and committees on control performance measures. Serve as a key contributor in the sustainability of the control environment for Global Wealth Management (GWMA) Credit Risk Control by ensuring key requirements outlined in policy and procedures are adhered to.
• Lead ad hoc projects and deliverables related to automation of controls and business requirements working in collaboration with change, process and systems teams.
• Can work hybrid (In-office/remote).

Qualified Applicants apply through [email protected]. Please reference 002406. NO CALLS PLEASE. EOE/M/F/D/V

Your team

Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.

You’ll be working with the BUSA Risk Controls Analyst team in Morrisville, NC.

Your expertise

Education & Experience Requirement:
• Bachelor’s degree or foreign equivalent in Business Administration, Finance, Accounting, Economics, or a related field of study plus 5 years of experience in the job offered or 5 years of experience as a Reward Advisor, Compensation Analytics, Operation Specialist, or a related occupation.

Position requires experience with the following:
• SBL; lending against illiquid collateral such as Private Equity, Private Stock, Hedge Funds; Commercial and Residential Real Estate Lending; Unsecured Lending; Credit Cards and Impaired Asset Management; VBA (Macros); Power Bi (Dashboards and Reporting); Tableau; Python; SQL; Credit risk management at a major financial institution.

About us

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.