Full-Time

Senior Associate Business Consulting

Regulatory Reporting

Posted on 3/6/2025

DTCC

DTCC

1,001-5,000 employees

No salary listed

Senior

London, UK

Hybrid model of 3 days onsite and 2 days remote (onsite Tuesdays, Wednesdays and a third day unique to each team or employee).

Category
Risk & Compliance
Legal & Compliance
Required Skills
Risk Management
Requirements
  • Minimum of 6 years of related experience
  • Bachelor's degree preferred or equivalent experience
  • In depth knowledge of regulatory reporting regimes (MiFID, EMIR, CFTC, SFTR, CSA etc) and experience working on transaction reporting implementation and remediation streams
  • Knowledge of regulatory frameworks and compliance requirements in the financial sector is a plus
  • Strong analytical and problem-solving skills, with the ability to interpret complex data and provide actionable insights
  • Excellent communication and presentation skills, with the ability to influence and persuade stakeholders at all levels
Responsibilities
  • Manage workstreams on high-impact consulting projects for financial services clients, ensuring timely and successful delivery.
  • Assess client operating models, identifying gaps, and making recommendations for improvement.
  • Assist in the creation of frameworks and methodologies for compliance and operational effectiveness as they relate to regulatory reporting rules and developments.
  • Provide business analysis and work on the implementation and testing of updated regulatory requirements, including the MiFID reporting upcoming changes.
  • Support go-to-market and business development efforts including the preparation of proposals for prospective clients as well as provide subject matter expertise.
  • Aid the growth of the business by sharing knowledge and experience, and assist in the development of engagement tools, enablers, and other knowledge assets to build capability for the service.
  • Champion inclusion by creating an inclusive environment and leading diversity initiatives.
  • Mitigates risk by following established procedures and monitoring controls, spotting key errors and demonstrating strong ethical behavior.
  • Aligns risk and control processes into day to day responsibilities to monitor and mitigate risk; escalates appropriately
Desired Qualifications
  • Minimum of 6 years of related experience which can be a combination of financial services and consulting but must include at least 3 years of consulting experience at a senior manager or manager level

Company Size

1,001-5,000

Company Stage

N/A

Total Funding

N/A

Headquarters

New York City, New York

Founded

1973

Simplify Jobs

Simplify's Take

What believers are saying

  • ERC3643 adoption improves risk management and compliance in digital asset markets.
  • Extended clearing hours support global trading and increase market liquidity.
  • MiFID/R capabilities in GTR streamline transaction reporting and operational processes.

What critics are saying

  • Increased competition from agile fintechs in blockchain and tokenization.
  • Operational risks from extended clearing hours require significant resource investment.
  • Complex regulatory alignment for MiFID/R integration poses compliance challenges.

What makes DTCC unique

  • DTCC's integration of ERC3643 enhances tokenized securities processing globally.
  • ComposerX platform offers sophisticated data management for tokenized assets.
  • NSCC's extended clearing hours maximize liquidity and reduce counterparty risk.

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Benefits

Health Insurance

Life Insurance

401(k) Retirement Plan

Unlimited Paid Time Off

Hybrid Work Options

Company News

Australian FinTech
Mar 23rd, 2025
The Depository Trust & Clearing Corporation Joins Erc3643 Association

The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial services industry, have announced it is joining the ERC3643 Association. As a member, DTCC will contribute to the Association’s goals by promoting and advancing the ERC3643 token standard.The ERC3643 token standard, initially created by Tokeny, a leading provider of compliant tokenization solutions, is an open-source suite of smart contracts that enables the issuance, management, and transfer of permissioned tokens. With this announcement, DTCC is adding ERC3643 support to its ComposerX suite of platforms, including ComposerX Factory, a tokenization engine that enables sophisticated data management. DTCC will also support issuance of ERC3643 tokens.Combining DTCC’s technology with the ERC3643 token standard will introduce benefits to the digital asset markets including:Enhanced Risk Management, Security, and Compliance by automating the processing of tokenized securities globally, reducing operational complexities and costs.by automating the processing of tokenized securities globally, reducing operational complexities and costs. Robust Data Management that will ultimately lead to greater transparency, improved risk management, faster settlement times, and increased access to global investment opportunities.that will ultimately lead to greater transparency, improved risk management, faster settlement times, and increased access to global investment opportunities. Increased Market Liquidity by connecting real-world assets to a wide range of distributors and market participants that have adopted the ERC3643 token standard.by connecting real-world assets to a wide range of distributors and market participants that have adopted the ERC3643 token standard

Decrypt
Mar 21st, 2025
Public Keys: Predictions For Hood, Dtcc Doubles Down On Eth And Bakkt Is Back—Again

Decrypt’s Art, Fashion, and Entertainment Hub. Discover SCENEPublic Keys is a weekly roundup from Decrypt that tracks the key publicly traded crypto companies. This week: After predicting it wouldn’t survive this long, Bakkt Holdings has undergone another transformation; the largest securities clearinghouse in the world doubles down on Ethereum; and Robinhood launches a prediction market for your March Madness bracket.Setbacks for Bakkt HoldingsThere’s new business afoot for crypto trading and payment solutions company Bakkt, which trades on the New York Stock Exchange under the BKKT symbol. But there’s also a bit of blood in the water.The company just hired a new co-CEO: Akshay Naheta, who oversaw SoftBank’s investments in chip manufacturer ARM and GPU giant Nvidia. Bakkt also inked a deal with Distributed Technologies Research, which Naheta founded, to integrate its stablecoin-based payments tech into its crypto trading platform.It’s unclear which other companies were already using DRT’s stablecoin payments tech.“Once this partnership takes effect, Bakkt believes it will be positioned to unlock new revenue streams in crypto trading and stablecoin payments, while adding efficiency to the vast and rapidly growing cross-border payments market,” the company said in its press release.But the company began the week in the uncomfortable position of having to announce that two of its largest clients—Bank of America and Webull—are not renewing their commercial agreements. The most damning line in the company’s SEC filing: Webull represented 74% of its crypto services revenue.This isn’t the first time things have looked bleak for Bakkt

FF News
Mar 21st, 2025
Dtcc Joins Erc3643 Association

The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial services industry, has announced it is joining the ERC3643 Association. As a member, DTCC will contribute to the Association’s goals by promoting and advancing the ERC3643 token standard.The ERC3643 token standard, initially created by Tokeny, a leading provider of compliant tokenization solutions, is an open-source suite of smart contracts that enables the issuance, management, and transfer of permissioned tokens. With today’s announcement, DTCC is adding ERC3643 support to its ComposerX suite of platforms, including ComposerX Factory, a tokenization engine that enables sophisticated data management. DTCC will also support issuance of ERC3643 tokens.Combining DTCC’s technology with the ERC3643 token standard will introduce benefits to the digital asset markets including:Enhanced Risk Management, Security, and Compliance by automating the processing of tokenized securities globally, reducing operational complexities and costs.by automating the processing of tokenized securities globally, reducing operational complexities and costs. Robust Data Management that will ultimately lead to greater transparency, improved risk management, faster settlement times, and increased access to global investment opportunities.that will ultimately lead to greater transparency, improved risk management, faster settlement times, and increased access to global investment opportunities. Increased Market Liquidity by connecting real-world assets to a wide range of distributors and market participants that have adopted the ERC3643 token standard.by connecting real-world assets to a wide range of distributors and market participants that have adopted the ERC3643 token standard

Ledger Insights
Mar 20th, 2025
DTCC joins RWA tokenization body ERC3643

The standard was initially created by Tokeny, and when the DTCC unveiled its ComposerX solution for tokenization in January, it said that ERC-3643 was one of the main standards it supports.

Decrypt
Mar 19th, 2025
First Solana Futures Etfs In Us Set To Begin Trading Thursday

Volatility Shares, a Florida-based issuer of exchange-traded funds, will debut two ETFs on Thursday that track Solana’s price using futures contracts in the U.S., the firm’s co-founder and CEO Justin Young confirmed to Decrypt.The Volatility Shares Solana ETF (SOLZ) will track Solana futures, which recently launched in the U.S. through Coinbase’s derivatives arm, while the Volatility Shares 2x Solana ETF (SOLT) will allow investors to access amplified returns. Both funds will be listed on the Nasdaq, as first reported by Bloomberg.“We launched the first leverage Bitcoin and Ethereum ETFs in the U.S., so this fits really well into our wheelhouse,” he told Decrypt. “It’s really us being first to market again.”As the SEC mulls applications from several asset managers that seek to establish a spot Solana ETF in the U.S., Volatility Shares’ debut represents a tacit acknowledgement from the SEC that the top altcoin is a commodity.Volatility Shares first filed for a futures-based Solana ETF in December, and registration statements posted to the firm’s website say they are “subject to completion.”At the time, Volatility Shares filed for a “-1x Solana ETF.” However, the company has put that offering “on hold for now” despite a green light from the SEC, Young said.The Depository Trust and Clearing Corporation (DTCC) listed SOLZ and SOLT last month before futures regulated by the Commodity Futures Trading Commission began trading.Solana futures began trading on the Chicago Mercantile Exchange (CME) on Monday, generating $12.3 million in notional trading volume. Bitcoin and Ethereum futures debuted on the exchange in 2017 and 2022, respectively.Solana’s price jumped 5% to $130 in Wednesday trading, according to the crypto data provider CoinGecko. Over the past month, the asset has dropped 27% as U.S

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