Full-Time

Client Associate

Updated on 3/14/2025

D.A. Davidson

D.A. Davidson

1,001-5,000 employees

Provides wealth management and financial advisory services

No salary listed

Entry, Junior

Helena, MT, USA

Category
Financial Planning and Analysis (FP&A)
Risk Management
Finance & Banking
Required Skills
Word/Pages/Docs
Excel/Numbers/Sheets
Requirements
  • Eager to advance and grow in the Financial Services Industry ‒ Required to complete the Securities Industry Essentials (SIE) and FINRA General Securities Representative (Series 7) Exam and Uniform Securities State Law Exam (Series 66 [or Series 63/65])
  • High school graduate or comparable work experience. Post-secondary education preferred.
  • Solid technology skills (Microsoft Word, Excel and Outlook) and the desire to learn and leverage innovative technologies to optimize the client experience.
  • Proven ability to build client/customer relationships including excellent communication (written and verbal) and problem-solving skills.
  • Strong attention to detail and accuracy including the ability to accurately perform semi-advanced math.
  • Ability to successfully handle multiple demands and competing priorities in a deadline-oriented environment.
Responsibilities
  • Provide extraordinarily professional and courteous client service managing client requests, account maintenance and effectively articulating certain requirements in a regulatory environment.
  • Review, maintain and process account documents and information as well as solve complex issues and assignments related to client accounts and transactions including suspicious activity.
  • Assist with crafting comprehensive financial plans for current and prospective clients.
  • Assist in developing and implementing periodic client mailings, communications and events.
  • Facilitate the transfer of client funds and/or securities and the issuance of checks upon request.
  • Seek to innovate and streamline processes.
  • Provide general support, including but not limited to phone, correspondence, appointments, filing and other projects as assigned.
  • Adherence to all branch, firm and compliance policies, procedures, rules and regulations.
  • Other projects and duties as assigned.
Desired Qualifications
  • Post-secondary education preferred.

D.A. Davidson & Co. provides personalized wealth management and financial advisory services to individuals, families, and businesses primarily in the United States. The firm offers a variety of services, including investment management, financial planning, and trust services, helping clients align their portfolios with their financial goals through a research-based approach. D.A. Davidson distinguishes itself from competitors by focusing on personalized solutions tailored to a diverse client base, from individual investors to business owners. The company's goal is to build long-term relationships with clients and support them in achieving their financial objectives.

Company Size

1,001-5,000

Company Stage

N/A

Total Funding

N/A

Headquarters

Great Falls, Montana

Founded

2014

Simplify Jobs

Simplify's Take

What believers are saying

  • Increased focus on technology sector advisory services could boost tech-related financial services.
  • Strategic partnerships enhance operational capabilities in the warehouse automation industry.
  • Strength in advising complex international transactions in the precious metals market.

What critics are saying

  • Increased competition in the technology sector may challenge market share.
  • Potential integration challenges with new hires could affect operational efficiency.
  • Execution risks in strategic partnerships may impact D.A. Davidson's reputation.

What makes D.A. Davidson unique

  • D.A. Davidson specializes in advisory services for small to middle-market companies.
  • The firm offers personalized wealth management and financial advisory services.
  • D.A. Davidson has a history of strategic acquisitions and organic growth since 1935.

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Benefits

Health Insurance

Dental Insurance

Vision Insurance

401(k) Company Match

Paid Vacation

Paid Sick Leave

Paid Holidays

Professional Development Budget

Tuition Reimbursement

Employee Discounts

Company Social Events

Company News

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GeekWire
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PYMNTS
May 23rd, 2024
Big Tech Companies Invest Billions In Ai Infrastructure Abroad

Big Tech companies have reportedly been increasing their investments in artificial intelligence (AI) infrastructure, with a particular focus on expanding their presence in international markets. Microsoft and Amazon have already allocated over $40 billion combined for AI-related and data center projects worldwide this year, the Wall Street Journal (WSJ) reported Thursday (May 23). Microsoft has outlined plans to invest over $16 billion in various countries, including France, Germany, Japan, Malaysia, Spain and Indonesia, the report said. Similarly, Amazon has earmarked investments of $15 billion in Japan, $9 billion in Singapore, $5 billion in Mexico and $1.3 billion in France

Business Wire
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D.A. Davidson Hires Gary Morabito To Lead Technology Equity Capital Markets

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Business Wire
May 1st, 2024
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D.A. Davidson Acts as Exclusive Financial Advisor to Sammons Warehouse Solutions on Its Strategic Partnership with Precision Warehouse Design (Graphic: Business Wire)D.A. Davidson Acts as Exclusive Financial Advisor to Sammons Warehouse Solutions on Its Strategic Partnership with Precision Warehouse Design (Graphic: Business Wire)DALLAS--(BUSINESS WIRE)--D.A. Davidson & Co. announced today that it served as exclusive financial advisor to Sammons Warehouse Solutions (SWS), a provider of warehousing, racking, and storage solutions, on its partnership with Precision Warehouse Design (PWD), a full-service warehouse automation integrator. With the backing of SWS’s expertise, capabilities, and resources, the strategic partnership is expected to enhance PWD’s ability to provide innovative solutions to its customers and further solidify its leadership position in the mid-market segment of the North American warehouse automation industry.Headquartered in Carrollton, Texas, Precision Warehouse Design is a leading industrial systems integrator and solutions provider with extensive expertise in design, engineering, and implementation of automated material handling and warehouse solutions