Full-Time

Director of Compliance

Confirmed live in the last 24 hours

Bertram Capital Management

Bertram Capital Management

51-200 employees

Private equity firm specializing in digital strategies

Industrial & Manufacturing
Consumer Goods

Senior, Expert

San Mateo, CA, USA

Required Skills
Communications
Requirements
  • Bachelor's degree required
  • Advanced degree preferred
  • Proven experience of at least 10 years in a compliance, legal and/or finance role within the private equity industry or a related financial services sector. Legal background preferred
  • In-depth knowledge of relevant regulatory bodies
  • Strong understanding of private equity investment processes and compliance challenges in the industry
  • Excellent analytical and problem-solving skills, with a data-driven approach to decision-making
  • Exceptional interpersonal and communication skills, with the ability to effectively communicate with stakeholders at all levels
  • Demonstrated ability to lead and inspire teams to achieve the firm’s compliance objectives
  • Ability to adapt to a fast-paced, dynamic environment and manage multiple priorities effectively
  • Experience leading and developing staff
Responsibilities
  • Assist the CCO with implementing and maintaining a comprehensive compliance program in line with industry best practices and regulatory requirements
  • Evaluate the firm’s policies, procedures, and controls to address potential compliance risks associated with the company's operations and investments
  • Stay abreast of evolving regulatory changes and developments in the private equity industry to ensure the company's compliance practices remain up-to-date
  • Serve as a point of contact for regulatory agencies and external auditors regarding compliance matters
  • Work with the firm’s external consultant to establish a robust compliance monitoring and testing program to proactively identify and address compliance risks
  • Correspond with fund counsel on compliance matters and issues that may arise for the firm, its affiliates, or the funds
  • Involvement in SEC reporting and filing process led by the CFO/CCO
  • Participate in the annual compliance review and risk assessment process
  • Serve on the firm’s Compliance Committee
  • Provide support to the CCO as needed

Bertram Capital Management

Bertram Capital Management

View

At Bertram Capital, employees are intertwined with a culture of strategic growth through the Bertram High 5 SM framework, and the opportunity to work alongside the innovative Bertram Labs team. This combination not only drives value for its portfolio companies but also fosters a dynamic and technologically advanced working environment. The firm's focus on sectors like digital marketing, e-commerce, big data, and analytics ensures employees remain at the forefront of these critical industries.

Company Stage

N/A

Total Funding

N/A

Headquarters

Foster City, California

Founded

2006

Growth & Insights
Headcount

6 month growth

0%

1 year growth

1%

2 year growth

16%