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Compliance & Risk Specialist II
Posted on 9/12/2022
INACTIVE
Locations
Burlingame, CA, USA • Austin, TX, USA • Dallas, TX, USA • Tempe, AZ...
Experience Level
Entry
Junior
Mid
Senior
Expert
Desired Skills
Leadership
Management
Requirements
  • Minimum of three years of call/contact center environment, preferably in the financial services industry with an understanding of personal and home equity loans and/or debt relief services
  • Able to manage multiple projects and can adjust on the fly to meet/exceed deadlines
  • Excellent organizational and time management skill are a must
  • Comfortable with ambiguity
  • Naturally curious and analytical and enjoy the discovery process in finding new ways to solve old problems
  • Detail oriented and able to connect and articulate how details relate to the big picture and potential risk
  • Excellent communication skills, written and verbal, considered a must. Experience presenting at an Executive Level is required
  • Intermediate to advanced skills using Microsoft Office and Google Office products
  • Experience working within a highly compliant work environment. Experience in either compliance, controls or auditing of regulatory focus is considered a strong benefit
  • Self-starting independent worker who demonstrates comfortability with ambiguous situations where all details might not be known ideal
Responsibilities
  • Collaborate with compliance subject matter experts to develop test scopes based on business risk
  • Identify business intelligence reporting needs and collaborate with team members to ensure data accuracy
  • Conduct process, transactional and control testing to identify gaps or potential non-compliance to state or federal regulations as well as policy standards
  • Collaborate with different business units to ensure results are highly accurate and all process are understood prior to communicating results
  • Prepare and present results to executive leadership teams
  • Other duties and special projects as assigned
Freedom Financial Network

1,001-5,000 employees

Personal financial assessments & debt solutions
Company Overview
Freedom Financial Network's mission is to empower everyday Americans to move forward towards a better financial future.
Benefits
  • Medical, dental, vision.
  • Paid Vacation. (increases with tenure)
  • PTO for your birthday.
  • 401k with employer match.
  • Paid holidays & sick days.
  • PTO for volunteer work.
  • Parent Leave.
  • Pet Insurance.
Company Values
  • Care (for everyone)
  • Get Better (every day)
  • Act With Integrity (every time)
  • Collaborate (with everybody)