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Brokerage Risk Governance & Oversight Specialist
Posted on 12/7/2022
INACTIVE
Locations
Chicago, IL, USA • Lake Mary, FL, USA
Experience Level
Entry
Junior
Mid
Senior
Expert
Requirements
  • 5+ years of hands-on experience in Broker Dealer Operations, Risk Management, Enterprise, Technology, credit, liquidity, financial risk management, and/or Data Analytics professions
  • Comprehensive knowledge of broker dealer operations and passion for financial markets and risk analytics
  • Comfortable working closely with individuals at all levels within the company
  • Ability to learn quickly, think critically, and apply problem-solving skills to resolve issues and implement operational improvements
  • Resourceful and adaptive in fast-paced, entrepreneurial environments; strong bias to action
  • Ability to communicate within the company while understanding existing processes, products and ideas, to be able to effectively challenge when needed
Responsibilities
  • Partners with Product, Finance, Enterprise Risk, Legal & Compliance (L&C) teams to implement the Risk Framework
  • Deliver strategic guidance to reduce risk exposure and mitigate emerging risk related to the Product space
  • Work with cross functional teams across the firm to perform risk assessments, control testing, and risk event retrospectives
  • Assist with identifying and assessing risks in both existing and new products and processes as well as emerging risks
  • Curate materials to facilitate risk assessments and risk committee meetings
  • Facilitate the aggregation and reporting of risk information that is applied in assessment of risk against risk appetite
  • Provide objective oversight of control operating and design effectiveness and ensure business partners perform timely risk governance procedures
Desired Qualifications
  • Strong Robinhood product knowledge
  • Series 7 and Series 24 licenses
Robinhood

1,001-5,000 employees

Zero commission stock & crypto trading
Company Overview
Robinhood’s mission is to democratize finance for all. The company believes that everyone should have access to the financial markets, and Robinhood was built to make investing friendly, approachable, and understandable for newcomers and experts alike.
Benefits
  • Well-being - Premium medical, dental, and vision insurance
  • Family & home life - Parental leave, personal prosperity benefits
  • Comfort & care - Flexible work from home / office balance, health & wellness stipend
  • Office life - Catered meals and fully stocked kitchen, commuter benefits
  • Growth - Education and training, community events, career mentorships
Company Core Values
  • Safety First - Robinhood is a safety-first company
  • Participation is Power - At Robinhood, the rich don’t get a better deal
  • Radical Customer Focus - We exist to make our customers happy
  • First-Principles Thinking - We make bold bets and challenge the status quo