Full-Time

Senior Analyst

Regulatory Compliance

Updated on 5/21/2024

Nium

Nium

501-1,000 employees

Global real-time payments platform

Financial Services
Data & Analytics

Senior

London, UK

Required Skills
Communications
Excel/Numbers/Sheets
Requirements
  • 3-5 years’ experience in a similar Compliance analyst role, preferably in the Fintech sector and within organisations with cross-jurisdictional operations
  • Knowledge of local AML/CTF laws and interest to stay abreast of latest regulatory changes
  • CAMS/ICA certification
  • Excellent data mining and data manipulation skills, with a proficiency using Excel and other tools
  • Strong analytical and problem-solving skills
  • Exceptional attention to detail
  • Excellent verbal and written communication skills
  • Ability to work independently, under pressure and to tight deadlines, managing competing priorities
  • Ability to collaborate and engage with a variety of individual stakeholders and to operate in a global virtual environment
Responsibilities
  • Develop and maintain policies and procedures to ensure compliance with relevant regulations and industry standards
  • Prepare and submit internal and external reporting such as internal MI and regulatory filings to the FCA
  • Coordinate and assist in regulatory audits including preparing documentation and implementing remediation efforts
  • Conduct risk assessments related to regulatory compliance and develop strategies to mitigate identified risks
  • Provide regulatory advisory to relevant internal and external teams
  • Perform assurance reviews on tasks such as customer onboarding and transaction monitoring
  • Develop and deliver coaching and training to develop other team members based on regulatory compliance
  • Review and investigations of suspicious activity and preparing information for SAR submission
  • Handling external information requests
  • Assist with the implementation of the Compliance Monitoring Plan across the business
  • Stay up-to-date with regulatory developments and changes in the electronic money and financial services industry

Nium operates a dynamic global real-time payments platform that supports transactions in over 100 currencies across 190 countries, including 85 in real time. With a broad license portfolio across 11 jurisdictions, the company integrates pay-outs, pay-ins, card issuance, and banking-as-a-service, making it a robust workplace for those interested in pushing the boundaries of financial technology and international finance operations. The firm's extensive reach and adherence to regulatory standards offer employees a stable yet flexible environment to innovate and excel in cutting-edge financial projects.

Company Stage

Series D

Total Funding

$265M

Headquarters

San Francisco, California

Founded

2016

Growth & Insights
Headcount

6 month growth

-3%

1 year growth

0%

2 year growth

31%